Sr Associate, Brokerage Operations

Northern Trust
Chicago
Workplace: HybridFull timeUSD 67,500 - 111,500 annuallyFunction: Business OperationsEducation: bachelorsSkills: ["Documentation","Training","Problem-solving","Process improvement","Client service"]

Support daily operations and client service for the global brokerage business, processing trades from book-out and allocation through settlement and reconciliation. Apply brokerage operations knowledge and prescribed policies to solve straightforward problems, analyze options using judgment and precedents, and document procedures. Contribute to operations within your team, assist with training new starters, and help improve existing processes while supporting activities with moderate client and internal impact.

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FursaFursa
Northern Trust
Northern Trust
1 month ago

Sr Associate, Brokerage Operations

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Source: Company careers pageValidated by: Fursa AI
Last checked: 3 hours agoStatus: Live

Job Summary

Support daily operations and client service for the global brokerage business, processing trades from book-out and allocation through settlement and reconciliation. Apply brokerage operations knowledge and prescribed policies to solve straightforward problems, analyze options using judgment and precedents, and document procedures. Contribute to operations within your team, assist with training new starters, and help improve existing processes while supporting activities with moderate client and internal impact.
Location: Chicago
Workplace: Hybrid
Employment Type: Full time
Job Function: Business Operations
Seniority: Mid level

Key Responsibilities

  • •Provide operations support and client service for the global brokerage business.
  • •Process trades from book-out and allocation through settlement and reconciliation of accounts.
  • •Solve straightforward problems and analyze possible solutions using technical experience, judgment, and precedents.
  • •Write and maintain high-quality procedure documentation and work within guidelines and policies.
  • •Assist in training new starters, challenge existing processes, and offer ideas for improvement.

Pay and Benefits

Salary: USD 67,500 - 111,500 annually
Equity and Bonus:Equity
Perks:401kPensionHealth InsuranceDentalVisionPaid LeaveParental LeaveLife InsuranceDisability Insurance

Key Requirements

  • •College or university degree and/or relevant work experience is required.
  • •Specific brokerage operations knowledge or expertise gained through formal education or equivalent experience.
  • •Understanding of regional regulatory requirements.
  • •FINRA licenses required (US): 99; 7 and 63 are preferred, or ability to obtain within 90 days.
  • •Prior industry experience, preferably in a financial operations role, is preferred.
Experience:Financial operationsBrokerage
Education:Bachelor's
Skills:DocumentationTrainingProblem-solvingProcess improvementClient service
Licenses:FINRA 99FINRA 7FINRA 63
Certifications:FINRA 99FINRA 7FINRA 63

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Northern Trust
Global financial services firm providing wealth management, asset servicing, asset management, and banking solutions to institutions, corporations, and affluent individuals, with a focus on custody, investment management, and technology-driven services.
Industry: Asset Management
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Chicago, United States
Founded: 1889
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