Jefferies

4 weeks ago

Compliance Analyst

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 19 hours agoStatus: Live

Job Summary

Entry-level compliance professional supporting the Chief Compliance Officer in Toronto. You will help oversee regulatory monitoring, policies and procedures, surveillance, AML/KYC controls, and internal reporting, while collaborating with Legal, Risk, Operations, Technology, Finance and front-office teams to strengthen the firm’s compliance culture and control framework.

Location: Toronto

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Key Responsibilities

•Support the day-to-day operations of the Compliance function across regulatory, advisory, monitoring, and surveillance activities.
•Assist in reviewing policies, procedures, and internal controls to ensure alignment with applicable regulatory requirements and industry best practices.
•Assist with transaction monitoring, communications surveillance, trade surveillance, or other risk-based monitoring activities as applicable.
•Help prepare internal compliance reports, management updates, regulatory filings, and audit or examination materials.
•Monitor regulatory developments and assist in assessing their potential impact on the business.

Key Requirements

•Bachelor’s degree in Finance, Economics, Business, Political Science, Law, Accounting, Computer Science, Data Analytics, or a related field.
•Prior internship experience at an investment bank, fintech company, broker-dealer, asset manager, payments company, consulting firm, regulator, or financial services institution.
•Strong interest in financial markets, fintech, regulatory compliance, risk management, and corporate governance.
•Excellent analytical, organizational, and problem-solving skills.
•Proficiency in Microsoft Office, particularly Excel, PowerPoint, Word, and Outlook.

Experience:FintechRegulatory complianceFinance

Education:Bachelor's

Skills:AnalyticalProblem-solvingCommunicationAttention to detailTeamwork

Languages:English

Tech Stack:ExcelPowerPointWordOutlookSQLPython

Company Brief

Jefferies

Global investment banking and capital markets firm providing advisory, underwriting, trading, research, and asset management services to corporations, governments, and institutional investors.

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: New York, United States

Founded: 1962

Website LinkedIn

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Jefferies

4 weeks ago

Compliance Analyst

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 19 hours agoStatus: Live

Job Summary

Location: Toronto

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Key Responsibilities

•Support the day-to-day operations of the Compliance function across regulatory, advisory, monitoring, and surveillance activities.
•Assist in reviewing policies, procedures, and internal controls to ensure alignment with applicable regulatory requirements and industry best practices.
•Assist with transaction monitoring, communications surveillance, trade surveillance, or other risk-based monitoring activities as applicable.
•Help prepare internal compliance reports, management updates, regulatory filings, and audit or examination materials.
•Monitor regulatory developments and assist in assessing their potential impact on the business.

Key Requirements

•Bachelor’s degree in Finance, Economics, Business, Political Science, Law, Accounting, Computer Science, Data Analytics, or a related field.
•Prior internship experience at an investment bank, fintech company, broker-dealer, asset manager, payments company, consulting firm, regulator, or financial services institution.
•Strong interest in financial markets, fintech, regulatory compliance, risk management, and corporate governance.
•Excellent analytical, organizational, and problem-solving skills.
•Proficiency in Microsoft Office, particularly Excel, PowerPoint, Word, and Outlook.

Experience:FintechRegulatory complianceFinance

Education:Bachelor's

Skills:AnalyticalProblem-solvingCommunicationAttention to detailTeamwork

Languages:English

Tech Stack:ExcelPowerPointWordOutlookSQLPython

Company Brief

Jefferies

Global investment banking and capital markets firm providing advisory, underwriting, trading, research, and asset management services to corporations, governments, and institutional investors.

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: New York, United States

Founded: 1962

Website LinkedIn