Compliance Analyst

Jefferies
Toronto
Workplace: OnsiteFull timeFunction: Legal, Risk & ComplianceEducation: bachelorsSkills: ["Analytical","Problem-solving","Communication","Attention to detail","Teamwork"]

Entry-level compliance professional supporting the Chief Compliance Officer in Toronto. You will help oversee regulatory monitoring, policies and procedures, surveillance, AML/KYC controls, and internal reporting, while collaborating with Legal, Risk, Operations, Technology, Finance and front-office teams to strengthen the firm’s compliance culture and control framework.

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FursaFursa
Jefferies
Jefferies
2 months ago

Compliance Analyst

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Last checked: 1 hour agoStatus: Live

Job Summary

Entry-level compliance professional supporting the Chief Compliance Officer in Toronto. You will help oversee regulatory monitoring, policies and procedures, surveillance, AML/KYC controls, and internal reporting, while collaborating with Legal, Risk, Operations, Technology, Finance and front-office teams to strengthen the firm’s compliance culture and control framework.
Location: Toronto
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance

Key Responsibilities

  • •Support the day-to-day operations of the Compliance function across regulatory, advisory, monitoring, and surveillance activities.
  • •Assist in reviewing policies, procedures, and internal controls to ensure alignment with applicable regulatory requirements and industry best practices.
  • •Assist with transaction monitoring, communications surveillance, trade surveillance, or other risk-based monitoring activities as applicable.
  • •Help prepare internal compliance reports, management updates, regulatory filings, and audit or examination materials.
  • •Monitor regulatory developments and assist in assessing their potential impact on the business.

Key Requirements

  • •Bachelor’s degree in Finance, Economics, Business, Political Science, Law, Accounting, Computer Science, Data Analytics, or a related field.
  • •Prior internship experience at an investment bank, fintech company, broker-dealer, asset manager, payments company, consulting firm, regulator, or financial services institution.
  • •Strong interest in financial markets, fintech, regulatory compliance, risk management, and corporate governance.
  • •Excellent analytical, organizational, and problem-solving skills.
  • •Proficiency in Microsoft Office, particularly Excel, PowerPoint, Word, and Outlook.
Experience:FintechRegulatory complianceFinance
Education:Bachelor's
Skills:AnalyticalProblem-solvingCommunicationAttention to detailTeamwork
Languages:English
Tech Stack:ExcelPowerPointWordOutlookSQLPython

Company Brief

Jefferies
Global investment banking and capital markets firm providing advisory, underwriting, trading, research, and asset management services to corporations, governments, and institutional investors.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: New York, United States
Founded: 1962
WebsiteLinkedIn