MASE Compliance - Compliance Advisor Principal Associate

Discover Financial
Richmond, Virginia, Chicago, Plano, Illinois
Workplace: OnsiteFull timeUSD 109,900 - 137,900 annuallyFunction: Legal, Risk & ComplianceExperience: 2+ yearsEducation: bachelorsSkills: ["Strong organizational skills","Interpersonal communication","Strategic influencing","Ability to navigate ambiguous situations","Collaborative problem-solving"]

Advise on and assess regulatory compliance risk for models and scripts used across the enterprise. Partner with code experts and business risk teams to evaluate whether script logic meets regulatory intent through the CoDIR process, and provide guidance to lines of business. Engage with Tech and Data Risk Management, conduct validations and reviews on scripts implementing controls, identify emerging risks, and support Internal Audit and Regulatory Examiner inquiries while maintaining compliance data and expertise.

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Discover Financial
Discover Financial
1 week ago

MASE Compliance - Compliance Advisor Principal Associate

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Source: Company careers pageValidated by: Fursa AI
Last checked: 11 hours agoStatus: Live

Job Summary

Advise on and assess regulatory compliance risk for models and scripts used across the enterprise. Partner with code experts and business risk teams to evaluate whether script logic meets regulatory intent through the CoDIR process, and provide guidance to lines of business. Engage with Tech and Data Risk Management, conduct validations and reviews on scripts implementing controls, identify emerging risks, and support Internal Audit and Regulatory Examiner inquiries while maintaining compliance data and expertise.
Location: Richmond, Virginia, Chicago, Plano, Illinois
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Assess regulatory alignment of script logic for the Code Design Intent Review (CoDIR) process in partnership with code experts.
  • •Collaborate with script owners and compliance/business risk partners to ensure regulatory risk from scripts is appropriately managed.
  • •Advise lines of business on compliance requirements applied to activities executed through computer code/scripts.
  • •Engage with Tech and Data Risk Management to ensure regulatory risks are addressed in script governance and platform standards.
  • •Support compliance risk inquiries from Internal Audit and Regulatory Examiners and conduct targeted validations and reviews on scripts implementing controls.

Pay and Benefits

Salary: USD 109,900 - 137,900 annually

Key Requirements

  • •Bachelor’s degree.
  • •At least 2 years of experience in compliance, legal, or audit.
  • •At least 2 years of experience supporting and partnering with internal business clients.
  • •Strong organizational skills with clear results orientation and focus on short- and long-term goals.
  • •Strong knowledge of compliance risk management and the use of computer code/scripts to drive business processes.
Experience:2+ yearsFinancial servicesRegulatory complianceFinancial services compliance
Education:Bachelor's
Skills:Strong organizational skillsInterpersonal communicationStrategic influencingAbility to navigate ambiguous situationsCollaborative problem-solving
Certifications:Certified Anti-Money Laundering SpecialistCertified Information Privacy ProfessionalSeries 7Series 24Series 63Series 65
Tech Stack:Computer codeScripts

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Discover Financial
Provides consumer banking products, credit cards, personal loans, and payment services through the Discover brand. It operates a major U.S. financial network and serves individuals and merchants with lending and digital payment solutions.
Industry: Retail Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 10M to 25M
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Riverwoods, United States
Founded: 1985
WebsiteLinkedIn