Principal Associate Compliance Advisor - Third Party Compliance

Discover Financial
Richmond, Virginia
Full timeUSD 109,900 - 125,400 annuallyFunction: Legal, Risk & ComplianceExperience: 3+ yearsEducation: high_schoolSkills: ["Analytical skills","Planning","Collaboration","Communication","Creative problem-solving"]

Advise Capital One business partners on third-party compliance risk across the third-party lifecycle. Support the Third Party Compliance team’s Governance and Advisory functions by conducting pre-contract due diligence, performing compliance assessments, and executing quality assurance on TPC processes. Partner with supplier management and third-party risk programs to mature controls and monitoring actions, lead compliance projects, and support audit and exam requests.

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Discover Financial
Discover Financial
1 week ago

Principal Associate Compliance Advisor - Third Party Compliance

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Source: Company careers pageValidated by: Fursa AI
Last checked: 2 hours agoStatus: Live
Reposted: similar role first listed 1 week ago

Job Summary

Advise Capital One business partners on third-party compliance risk across the third-party lifecycle. Support the Third Party Compliance team’s Governance and Advisory functions by conducting pre-contract due diligence, performing compliance assessments, and executing quality assurance on TPC processes. Partner with supplier management and third-party risk programs to mature controls and monitoring actions, lead compliance projects, and support audit and exam requests.
Location: Richmond, Virginia
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Advise lines of business, Third-Party Managers, and Contract Managers on compliance risks and controls across the third-party lifecycle.
  • •Perform pre-contract third-party due diligence assessments.
  • •Conduct quality assurance reviews on Third Party Compliance program processes.
  • •Partner with Enterprise Supplier Management and Third Party Risk Management to mature third-party compliance controls, monitoring actions, and risk identification questions.
  • •Lead and support Third Party Compliance projects, including audit and exam requests and improvements to compliance training and toolkits.

Pay and Benefits

Salary: USD 109,900 - 125,400 annually

Key Requirements

  • •High School Diploma, GED, or equivalent certification.
  • •At least 3 years of experience in Compliance, Third-Party Management, or Risk Management.
  • •Bachelor’s Degree.
  • •CRCM certification or IAPP certification.
  • •1+ year experience with Salesforce and 1+ year experience with Google Suite.
Experience:3+ yearsThird-party managementRisk managementFinancial services
Education:High School
Skills:Analytical skillsPlanningCollaborationCommunicationCreative problem-solving
Certifications:CRCMIAPP
Tech Stack:SalesforceGoogle Suite

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Discover Financial
Provides consumer banking products, credit cards, personal loans, and payment services through the Discover brand. It operates a major U.S. financial network and serves individuals and merchants with lending and digital payment solutions.
Industry: Retail Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 10M to 25M
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Riverwoods, United States
Founded: 1985
WebsiteLinkedIn