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3 weeks ago

Compliance Monitoring Manager

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Source: Company careers pageValidated by: Fursa AI

Last checked: 5 hours agoStatus: Live

Job Summary

Design and deliver risk-based compliance monitoring across NFP Group, providing senior management with insight into the organization’s compliance with applicable FCA and CBI requirements. Support Commercial Insurance, Employee Benefits, and Financial Planning in both the UK and ROI by assessing regulatory risk, building monitoring plans and methodologies, completing monitoring activities, and producing clear monitoring reports. Represent the compliance division and advise stakeholders using strong FCA/CBI interpretation and communication skills.

Location: United Kingdom

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Manager level

Key Responsibilities

•Assess regulatory risk across insurance distribution, employee benefits, and financial planning activities.
•Design and execute a risk-based compliance monitoring plan that provides insight into compliance and adherence to regulatory standards.
•Develop monitoring methodologies, including appropriate testing criteria and engagement of relevant stakeholders.
•Complete monitoring activities in line with the risk-based plan and produce clear, accurate, and balanced monitoring reports.
•Build relationships with key stakeholders across business lines and provide technical advice on compliance and standards.

Pay and Benefits

Perks:PensionLife AssuranceIncome ProtectionHybrid WorkingAnnual LeaveHealth InsuranceCash Plan

Key Requirements

•Extensive knowledge of FCA/CBI regulation for insurance distribution, Financial Planning, and employee benefits activities, including SYSC, PROD, COBS, ICOBS, DISP, Consumer Duty, and the Consumer Protection Code (CBI).
•Ability to interpret FCA/CBI regulation and apply it practically to determine suitable application.
•Demonstrable compliance monitoring experience in financial services, preferably in the intermediary market.
•Relevant compliance qualifications, such as ICA or CII (certified level preferred; Diploma level desirable).
•Strong verbal and written communication with stakeholder management skills.

Experience:Financial services

Skills:CommunicationStakeholder managementRegulatory interpretationRisk assessment

Certifications:ICACII

Languages:English

Company Brief

Aon

Global professional services firm providing risk, retirement, human resources, and insurance brokerage solutions to clients worldwide, including consulting, reinsurance, and data-driven risk management services.

Industry: Insurance

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1982

Glassdoor: 3.9

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