HSBC

2 weeks ago

Regulatory Compliance Manager - UK Credit and Financing, Markets and Security Services (London, GB, E14 5HQ)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 9 minutes agoStatus: Live

Job Summary

Lead regulatory compliance oversight for the Global Credit and Financing business within Markets and Securities Services. Partner with senior stakeholders to shape responses to regulatory change, strengthen governance, training, and controls, and provide guidance as the subject matter expert for Markets and Securities Services Compliance. Own and manage compliance queries, advise on new products and initiatives with regulatory impact assessments, and draft, review, and challenge key compliance materials across teams and jurisdictions.

Location: London

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Manager level

Key Responsibilities

•Provide independent oversight and challenge of risk management practices for the Global Credit and Financing business within Markets and Securities Services (second line of defence).
•Act as SME for Markets and Securities Services Compliance to drive global and regional guidance, support, and interpretation across compliance counterparts.
•Partner with regulatory change SMEs to understand new and revised requirements and ensure impacts are disseminated to relevant businesses and jurisdictions.
•Own and manage a broad range of regulatory compliance queries, providing timely, practical, and risk-based advice.
•Advise on new products, services, processes, and policies; assess regulatory impact and help the business implement compliant solutions.

Pay and Benefits

Perks:Health InsurancePension

Key Requirements

•Proven experience in a Markets Compliance/Compliance Advisory role covering at least one market product area (fixed income/credit preferred).
•Financial Services experience.
•Ambition to enhance compliance knowledge and skills in a rapidly changing Markets environment.
•Excellent interpersonal, communication, and influencing skills to engage senior and executive stakeholders.
•Knowledge of key UK, European, and US financial services regulation including MAR, MiFID, EMIR, Dodd-Frank, and the FCA Handbook.

Experience:Financial servicesBankingMarkets

Skills:CommunicationInfluencingStakeholder managementCross-functional collaborationGovernance mindset

Company Brief

HSBC

Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn

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HSBC

2 weeks ago

Regulatory Compliance Manager - UK Credit and Financing, Markets and Security Services (London, GB, E14 5HQ)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 9 minutes agoStatus: Live

Job Summary

Location: London

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Manager level

Key Responsibilities

•Provide independent oversight and challenge of risk management practices for the Global Credit and Financing business within Markets and Securities Services (second line of defence).
•Act as SME for Markets and Securities Services Compliance to drive global and regional guidance, support, and interpretation across compliance counterparts.
•Partner with regulatory change SMEs to understand new and revised requirements and ensure impacts are disseminated to relevant businesses and jurisdictions.
•Own and manage a broad range of regulatory compliance queries, providing timely, practical, and risk-based advice.
•Advise on new products, services, processes, and policies; assess regulatory impact and help the business implement compliant solutions.

Pay and Benefits

Perks:Health InsurancePension

Key Requirements

•Proven experience in a Markets Compliance/Compliance Advisory role covering at least one market product area (fixed income/credit preferred).
•Financial Services experience.
•Ambition to enhance compliance knowledge and skills in a rapidly changing Markets environment.
•Excellent interpersonal, communication, and influencing skills to engage senior and executive stakeholders.
•Knowledge of key UK, European, and US financial services regulation including MAR, MiFID, EMIR, Dodd-Frank, and the FCA Handbook.

Experience:Financial servicesBankingMarkets

Skills:CommunicationInfluencingStakeholder managementCross-functional collaborationGovernance mindset

Company Brief

HSBC

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn