Haikou Branch Compliance Officer (Designate)

HSBC
China
Full timeFunction: Legal, Risk & ComplianceEducation: bachelorsSkills: ["Interpersonal skills","Communication","Stakeholder management","Influencing skills","Project management","Relationship building","Self-motivation","Change management","Working under pressure","Team spirit"]

Ensure regulatory compliance for the branch by implementing HSBC’s CMP policy and procedures, interpreting local regulatory requirements, and providing guidance on significant decisions. Perform compliance checks and report actual or potential breaches and risks, support compliance assurance activities, and participate in material compliance issue handling. Lead cooperation with local financial regulators, oversee remediation of regulatory findings, and establish branch CMP training and internal risk/financial crime collaboration to strengthen controls.

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FursaFursa
HSBC
HSBC
1 day ago

Haikou Branch Compliance Officer (Designate)

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Last checked: 10 hours agoStatus: Live

Job Summary

Ensure regulatory compliance for the branch by implementing HSBC’s CMP policy and procedures, interpreting local regulatory requirements, and providing guidance on significant decisions. Perform compliance checks and report actual or potential breaches and risks, support compliance assurance activities, and participate in material compliance issue handling. Lead cooperation with local financial regulators, oversee remediation of regulatory findings, and establish branch CMP training and internal risk/financial crime collaboration to strengthen controls.
Location: China
Employment Type: Full time
Job Function: Legal, Risk & Compliance

Key Responsibilities

  • •Drive branch business, function, and staff implementation of HBCN’s Compliance (CMP) Policy and Procedure, strictly observing laws, regulations, local regulatory requirements, and compliance rules; oversee the branch compliance team’s role and responsibilities (if applicable).
  • •Interpret and disseminate local regulatory requirements, provide advice to relevant stakeholders, and participate in compliance review on significant branch decisions by providing opinions on local regulatory requirements.
  • •Conduct compliance checks aligned with CNQ’s Compliance Assurance plan, report significant actual or potential breaches/compliance risks to CNQ Compliance and the Branch Manager, and participate in handling material compliance issues and RAC management.
  • •Maintain relationships and collaborate with local primary financial regulators, lead cooperation for regulatory inspections/reviews, and oversee remediation of regulatory findings/issues.
  • •Establish and deliver branch CMP training to improve staff compliance awareness, and proactively cooperate with Risk or Financial Crime to oversee operational risk and financial crime risk and support internal control mechanisms.

Key Requirements

  • •Hold a university degree (BA or above).
  • •Have work experience in the financial industry and in legal and compliance management, or meet mandatory qualification requirements for Branch Compliance Officer.
  • •Demonstrate professional knowledge in legal, compliance management, and risk management, including AML and financial crime-related areas.
  • •Show mature interpersonal and communication skills, including fluent oral and written English/Chinese for formal reporting.
  • •Have good project management experience, the ability to establish relationships with internal and external partners, and strong willingness to achieve under pressure and manage change.
Experience:Financial industryAMLFinancial crimeRisk management
Education:Bachelor's
Skills:Interpersonal skillsCommunicationStakeholder managementInfluencing skillsProject managementRelationship buildingSelf-motivationChange managementWorking under pressureTeam spirit
Languages:EnglishChinese

Company Brief

HSBC
Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: London, United Kingdom
Founded: 1865
Glassdoor
Glassdoor: 3.6
WebsiteLinkedIn