Abu Dhabi Global Market

6 months ago

Manager - Surveillance

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 14 hours agoStatus: Live

Job Summary

Manager within the Markets (Surveillance) team overseeing monitoring and supervision of trading activity on Recognised Investment Exchanges and MTFs in ADGM, with a focus on spot virtual assets and virtual asset derivatives. Responsible for real-time/end-of-day surveillance, investigations, stakeholder engagement, systems maintenance, and contributing to regulatory-aligned market surveillance initiatives.

Location: Abu Dhabi

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Manager level

Key Responsibilities

•Manage real time / end of day market monitoring, ensuring that Surveillance alerts are coded accurately within set timeframes, and with comprehensive recording of decisions.
•Identify, investigate, manage and escalate potential Market Abuse matters (including for insider trading or market manipulation).
•Ensure the market is monitored for instances where the market may not be fully informed (working, for example, with FSRA Listing Authority colleagues).
•Ensure Surveillance takes a proactive approach to ensure issues are escalated in a timely and professional manner.
•Engage, and support the Senior Manager, in servicing a diverse range of stakeholders including exchanges/trading platforms, Market Participants, and data/system vendors.
•Assist with maintaining core systems including issue resolution, scheduled maintenance, upgrades and technical issues.
•Work collaboratively with internal teams (including on market supervision matters).
•Monitor and update operational procedures and risk controls.
•Perform testing and maintenance of test environments as required.
•Contribute to monthly, quarterly and annual reporting by Markets.
•Assist in various technology implementation projects across the FSRA as required.
•Keep up to date and advise Line Management on changes to the regulations and policy that will impact Markets functions.
•Deliver on additional tasks that may be delegated from Line Management.
•Adherence to all internal policies, rules and behaviours
•Continuously improve Markets, and Surveillance, practices to ensure that ADGM takes a leading role in market surveillance, Derivative, Virtual Asset and related capital market developments.
•Pro-actively engage with ADGM, regional and international market participants and other stakeholders
•Understand, adopt, adhere and practice responsibilities or controls as per ADGM Information Security policy and as per best practices explained in the induction and awareness sessions.
•Confidentiality, Integrity and availability of the ADGM Information shall be maintained at all times i.e. within as well as outside ADGM.

Key Requirements

•Minimum Bachelor’s degree
•Professionally qualified in Finance, Banking, Economics, Law or a related discipline
•8+ years of experience in the same field
•Experience working within a market surveillance team, across Virtual Asset and Derivative markets
•Experience in a fast paced deadline driven operational environment
•Proven ability to work with IT vendors, and internal IT staff and systems
•Understanding of Market Infrastructures (exchanges, clearing houses and trading platforms), including knowledge in the operation of such infrastructures (locally and internationally)
•Fluent in business English

Experience:8+ yearsFinancial servicesCapital markets

Education:Bachelor's

Skills:Stakeholder managementProject managementAnalyticalCommunication

Languages:English

Tech Stack:FIX

Company Brief

Abu Dhabi Global Market

Abu Dhabi Global Market (ADGM) is Abu Dhabi’s international financial centre and free zone, providing a common-law regulatory framework, licensing, and services for financial and non-financial institutions to operate across Al Maryah and Al Reem Islands.

Industry: Public Sector Agencies

Company Size: Large (251 to 1,000 employees)

Growth: Government & Public Sector

Funding: Government Funded

Headquarters: Abu Dhabi, United Arab Emirates

Founded: 2013

Glassdoor: 3.7

Website LinkedIn Glassdoor

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Abu Dhabi Global Market

6 months ago

Manager - Surveillance

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 14 hours agoStatus: Live

Job Summary

Location: Abu Dhabi

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Manager level

Key Responsibilities

•Manage real time / end of day market monitoring, ensuring that Surveillance alerts are coded accurately within set timeframes, and with comprehensive recording of decisions.
•Identify, investigate, manage and escalate potential Market Abuse matters (including for insider trading or market manipulation).
•Ensure the market is monitored for instances where the market may not be fully informed (working, for example, with FSRA Listing Authority colleagues).
•Ensure Surveillance takes a proactive approach to ensure issues are escalated in a timely and professional manner.
•Engage, and support the Senior Manager, in servicing a diverse range of stakeholders including exchanges/trading platforms, Market Participants, and data/system vendors.
•Assist with maintaining core systems including issue resolution, scheduled maintenance, upgrades and technical issues.
•Work collaboratively with internal teams (including on market supervision matters).
•Monitor and update operational procedures and risk controls.
•Perform testing and maintenance of test environments as required.
•Contribute to monthly, quarterly and annual reporting by Markets.
•Assist in various technology implementation projects across the FSRA as required.
•Keep up to date and advise Line Management on changes to the regulations and policy that will impact Markets functions.
•Deliver on additional tasks that may be delegated from Line Management.
•Adherence to all internal policies, rules and behaviours
•Continuously improve Markets, and Surveillance, practices to ensure that ADGM takes a leading role in market surveillance, Derivative, Virtual Asset and related capital market developments.
•Pro-actively engage with ADGM, regional and international market participants and other stakeholders
•Understand, adopt, adhere and practice responsibilities or controls as per ADGM Information Security policy and as per best practices explained in the induction and awareness sessions.
•Confidentiality, Integrity and availability of the ADGM Information shall be maintained at all times i.e. within as well as outside ADGM.

Key Requirements

•Minimum Bachelor’s degree
•Professionally qualified in Finance, Banking, Economics, Law or a related discipline
•8+ years of experience in the same field
•Experience working within a market surveillance team, across Virtual Asset and Derivative markets
•Experience in a fast paced deadline driven operational environment
•Proven ability to work with IT vendors, and internal IT staff and systems
•Understanding of Market Infrastructures (exchanges, clearing houses and trading platforms), including knowledge in the operation of such infrastructures (locally and internationally)
•Fluent in business English

Experience:8+ yearsFinancial servicesCapital markets

Education:Bachelor's

Skills:Stakeholder managementProject managementAnalyticalCommunication

Languages:English

Tech Stack:FIX

Company Brief

Abu Dhabi Global Market

Industry: Public Sector Agencies

Company Size: Large (251 to 1,000 employees)

Growth: Government & Public Sector

Funding: Government Funded

Headquarters: Abu Dhabi, United Arab Emirates

Founded: 2013

Glassdoor: 3.7

Website LinkedIn Glassdoor