Registered Associate 2

Northern Trust
Chicago
Workplace: OnsiteFull timeUSD 67,500 - 111,500 annuallyFunction: Customer Success & Account ManagementSkills: ["Communication","Analytical skills","Organizational skills","Problem-solving","Prioritization"]

Provide day-to-day client servicing including account opening, servicing and maintenance, and support trade execution. Partner with Financial Advisors to evaluate investment objectives and guide clients based on risk tolerance and income needs. Build proactive relationships with advisors, business partners, and clients, while collaborating with internal teams to address requests. Maintain client information in the client relationship management system and ensure records meet firm, industry, and regulatory compliance requirements.

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FursaFursa
Northern Trust
Northern Trust
1 week ago

Registered Associate 2

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 8 hours agoStatus: Live

Job Summary

Provide day-to-day client servicing including account opening, servicing and maintenance, and support trade execution. Partner with Financial Advisors to evaluate investment objectives and guide clients based on risk tolerance and income needs. Build proactive relationships with advisors, business partners, and clients, while collaborating with internal teams to address requests. Maintain client information in the client relationship management system and ensure records meet firm, industry, and regulatory compliance requirements.
Location: Chicago
Workplace: Onsite
Employment Type: Full time
Job Function: Customer Success & Account Management
Seniority: Mid level

Key Responsibilities

  • •Responsible for day-to-day client servicing, including account opening, account servicing and maintenance, and trade execution.
  • •Support Financial Advisor(s) by helping evaluate investment objectives and provide guidance aligned to risk tolerance and income needs.
  • •Build and maintain relationships with Financial Advisors, internal/external business partners, and clients through proactive service.
  • •Coordinate with internal partners (Sales, Operations, Management, or other relationship managers) to respond to client needs and requests.
  • •Maintain relevant client information and organize client records in accordance with firm, industry, and regulatory compliance.

Pay and Benefits

Salary: USD 67,500 - 111,500 annually
Equity and Bonus:Equity
Perks:401kPensionHealth InsuranceDentalVisionPaid LeaveParental LeaveLife InsuranceDisability Insurance

Key Requirements

  • •FINRA Securities Industry Essentials Exam (SIE) and Series 7 (or 7TO) plus 63/65 (or 66) are required.
  • •3+ years working in a client-facing service role in the brokerage, investment advisory, or financial services environment is preferred.
  • •Thorough knowledge of investment products including stocks, bonds, mutual funds, and options is required.
  • •Excellent analytical, verbal, and written communication skills are required.
  • •Organizational skills and ability to prioritize are essential.
Experience:BrokerageInvestment advisoryFinancial services
Skills:CommunicationAnalytical skillsOrganizational skillsProblem-solvingPrioritization
Certifications:FINRA Securities Industry Essentials (SIE)Series 7Series 7TOSeries 63/65Series 66
Tech Stack:Microsoft OfficeWealthscapeMorningstar AnalyticsThomson ONEClient Relationship Management

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Northern Trust
Global financial services firm providing wealth management, asset servicing, asset management, and banking solutions to institutions, corporations, and affluent individuals, with a focus on custody, investment management, and technology-driven services.
Industry: Asset Management
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Chicago, United States
Founded: 1889
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