Compliance Director (Dubai, AE, PO Box 506)

Sumitomo
Dubai
Full timeFunction: Legal, Risk & ComplianceEducation: bachelorsSkills: ["Customer Focus","Driving Change","Driving Results","Embraces Diversity","Enterprise Leadership","Judgement and Decision Making","Risk Management","Strategic and Visionary","Trust and Integrity"]

Lead SMBC DIFC Branch compliance for Dubai and regional jurisdictions, ensuring adherence to regulatory requirements and internal policies. Develop compliance programs and policy frameworks, advise senior management on regulatory risks, and maintain clear ethical and conduct standards. Manage a team of four direct reports, shape departmental strategy and budget, and serve as the primary point of contact for authorities, regulators, and inspections across MENA.

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FursaFursa
Sumitomo
Sumitomo
1 day ago

Compliance Director (Dubai, AE, PO Box 506)

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Last checked: 10 hours agoStatus: Live

Job Summary

Lead SMBC DIFC Branch compliance for Dubai and regional jurisdictions, ensuring adherence to regulatory requirements and internal policies. Develop compliance programs and policy frameworks, advise senior management on regulatory risks, and maintain clear ethical and conduct standards. Manage a team of four direct reports, shape departmental strategy and budget, and serve as the primary point of contact for authorities, regulators, and inspections across MENA.
Location: Dubai
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Director level

Key Responsibilities

  • •Ensure SMBC DIFC Branch - Dubai and regional countries comply with regulatory requirements and internal policies.
  • •Develop compliance programs and maintain policies, advising senior management on potential risks and regulatory expectations.
  • •Manage the compliance oversight function, including ‘Authorised Individual’ responsibility in Dubai and ‘Controlled Function’ responsibility for Doha.
  • •Recruit, motivate, train, develop, and supervise staff; formulate and gain acceptance for the annual departmental budget.
  • •Represent the Branch/Doha as required by DFSA and QFCRA regulations and act as key point of contact for regulators and regulatory inspections.

Pay and Benefits

Perks:Health InsuranceLife InsurancePaid Leave

Key Requirements

  • •Educated to degree level with professional qualifications desirable.
  • •Substantial knowledge and experience of the financial services regulatory framework.
  • •Prior knowledge within a regulatory role.
  • •Good knowledge and experience of financial services, markets and banking activities.
  • •Ability to think strategically, resolve complex regulatory problems, and represent the Bank externally with regulatory authorities.
Experience:Financial servicesBankingRegulatory
Education:Bachelor's
Skills:Customer FocusDriving ChangeDriving ResultsEmbraces DiversityEnterprise LeadershipJudgement and Decision MakingRisk ManagementStrategic and VisionaryTrust and Integrity

Company Brief

Sumitomo
Sumitomo Corporation is a global diversified trading and investment conglomerate engaged in metal products, transportation, infrastructure, media, real estate, and other business domains through investments, trading, and integrated solutions worldwide.
Industry: Conglomerates & Holding Companies
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Tokyo, Japan
Founded: 1919
WebsiteLinkedIn