Senior Investment Associate

Northern Trust
New York
Workplace: OnsiteFull timeUSD 85,330 - 145,130 annuallyFunction: Solutions Engineering & Sales EngineeringExperience: 1-3 yearsSkills: ["Analytical skills","Organizational skills","Communication skills","Problem-solving","Ability to explain complex information"]

Prepare portfolio materials for client account review meetings by retrieving reports from internal systems, maintaining client account documentation, and ordering needed updates. Coordinate client and portfolio manager requests, process transactions (including cash transfers, fund trades, and certificate/DTC transfers), and review fee worksheets for accuracy. Partner with tax teams to resolve discrepancies and support Investment Advisors with straightforward recommendations during client meetings.

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FursaFursa
Northern Trust
Northern Trust
1 day ago

Senior Investment Associate

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Source: Company careers pageValidated by: Fursa AI
Last checked: 4 hours agoStatus: Live

Job Summary

Prepare portfolio materials for client account review meetings by retrieving reports from internal systems, maintaining client account documentation, and ordering needed updates. Coordinate client and portfolio manager requests, process transactions (including cash transfers, fund trades, and certificate/DTC transfers), and review fee worksheets for accuracy. Partner with tax teams to resolve discrepancies and support Investment Advisors with straightforward recommendations during client meetings.
Location: New York
Workplace: Onsite
Employment Type: Full time
Job Function: Solutions Engineering & Sales Engineering
Seniority: Mid level

Key Responsibilities

  • •Ensure portfolio materials are prepared for client account review meetings by retrieving reports from internal systems.
  • •Set up and maintain client account documentation, including payments, pledging securities, address changes, investment guidelines, and fees.
  • •Communicate with clients and portfolio managers on requests and follow up to ensure actions are completed.
  • •Process client inquiries and transactions such as re-registering gift stock, remitting proceeds, selling gifts, and completing DTC transfers.
  • •Review fee worksheets and adhere to investment guidelines and risk management practices; begin making proactive recommendations and assist in client meetings.

Pay and Benefits

Salary: USD 85,330 - 145,130 annually
Perks:401kPensionHealth InsuranceDentalVisionPaid LeaveParental LeaveCaregiver LeaveLife InsuranceDisability

Key Requirements

  • •1-3 years of experience within the financial services industry.
  • •Coursework completion towards obtaining a CFA or CFP designation.
  • •Knowledge of investment products, services, and terminology (typically obtained through on-the-job training).
  • •Strong analytical, organizational, and communication skills to meet meeting deadlines and solve client/admin problems.
  • •Provides informal guidance to new team members.
Experience:1-3 yearsFinancial services
Skills:Analytical skillsOrganizational skillsCommunication skillsProblem-solvingAbility to explain complex information
Tech Stack:EDSPIMSIMSPASGDWM toolCITAll-in-one bank applicationsREV peer reviewDTC transfers

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Northern Trust
Global financial services firm providing wealth management, asset servicing, asset management, and banking solutions to institutions, corporations, and affluent individuals, with a focus on custody, investment management, and technology-driven services.
Industry: Asset Management
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Chicago, United States
Founded: 1889
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Glassdoor: 3.9
WebsiteLinkedIn