Compliance Officer
Malaysia
Workplace: HybridFull timeFunction: Legal, Risk & ComplianceExperience: 5+ yearsSkills: ["Strong English communication"]Own compliance for a regulated investment platform, from the registration application through live monitoring and regulatory reporting. Build and run the compliance framework including monitoring plans, registers, and breach/corrective action processes. Manage the platform rulebook and amendments through the Securities Commission’s review routes, oversee AML allocation and partner evidence, handle conflicts/anti-corruption/whistleblowing and complaints, and review product and marketing disclosures before release.
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