Compliance & AML Officer

Northern Trust
Riyadh
Full timeFunction: Legal, Risk & ComplianceSkills: ["Clear communication","Sound judgement","Decision-making","Escalation","Learning agility","Conflict resolution","Influencing","Teamwork"]

Support Northern Trust’s Saudi Compliance function within the EMEA framework by monitoring and reviewing partner procedures for regulatory and internal policy compliance. Advise business partners on applicable laws and compliance programmes, handle regulatory reporting inquiries, and implement/monitor AML and CTF controls. Conduct compliance monitoring and testing, document and mitigate compliance risks, support rule mapping reviews, and assist with investigations and periodic risk assessments.

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FursaFursa
Northern Trust
Northern Trust
2 days ago

Compliance & AML Officer

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Last checked: 50 minutes agoStatus: Live

Job Summary

Support Northern Trust’s Saudi Compliance function within the EMEA framework by monitoring and reviewing partner procedures for regulatory and internal policy compliance. Advise business partners on applicable laws and compliance programmes, handle regulatory reporting inquiries, and implement/monitor AML and CTF controls. Conduct compliance monitoring and testing, document and mitigate compliance risks, support rule mapping reviews, and assist with investigations and periodic risk assessments.
Location: Riyadh
Employment Type: Full time
Job Function: Legal, Risk & Compliance

Key Responsibilities

  • •Monitor and review partner procedures and practices to ensure compliance with regulatory requirements and internal policies.
  • •Advise business partners on compliance programmes and applicable laws, regulations, rules, and standards, including updates that affect their areas.
  • •Implement and monitor AML and CTF controls, support AML/CTF risk assessments, and assist with investigations into suspicious activity.
  • •Perform compliance monitoring and testing to assess internal control effectiveness and identify improvement areas.
  • •Communicate with regulators on reporting obligations and queries, ensuring timely and accurate responses; support periodic compliance reporting to EMEA or senior management.

Key Requirements

  • •Previous Compliance experience within Capital Market Institutions.
  • •CME Qualified—currently or previously a Compliance registered person with CMA.
  • •Experience with compliance monitoring, AML, audit, risk, or controls, or providing advisory support to business areas.
  • •Ability to explain complex concepts and analyze large amounts of data clearly to senior audiences.
  • •Strong compliance judgement with the ability to make decisions and escalate appropriately under strict reporting deadlines.
Experience:Capital marketsFinancial servicesBankingWealth managementAsset management
Skills:Clear communicationSound judgementDecision-makingEscalationLearning agilityConflict resolutionInfluencingTeamwork
Licenses:CMA Compliance registered person
Certifications:CME Qualified

Company Brief

Northern Trust
Global financial services firm providing wealth management, asset servicing, asset management, and banking solutions to institutions, corporations, and affluent individuals, with a focus on custody, investment management, and technology-driven services.
Industry: Asset Management
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Chicago, United States
Founded: 1889
Glassdoor
Glassdoor: 3.9
WebsiteLinkedIn