Analyst - General Compliance

Interactive Brokers Group
London
Workplace: HybridFull timeFunction: Legal, Risk & ComplianceExperience: 1-2 yearsEducation: bachelorsSkills: ["Analytical skills","Problem-solving","Written communication","Verbal communication","Stakeholder management"]

Support a risk-based compliance testing and monitoring program for Interactive Brokers U.K., collaborating with Legal, Compliance, and business stakeholders. Help design compliance risk assessments, thematic reviews, and testing procedures across multiple jurisdictions, using data analytics to measure controls and implement automation. Maintain compliance policies and procedures, monitor regulatory and business developments, and provide clear reporting while working within a pan-European compliance team.

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Interactive Brokers Group
Interactive Brokers Group
2 months ago

Analyst - General Compliance

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Source: Company careers pageValidated by: Fursa AI
Last checked: 3 days agoStatus: Live

Job Summary

Support a risk-based compliance testing and monitoring program for Interactive Brokers U.K., collaborating with Legal, Compliance, and business stakeholders. Help design compliance risk assessments, thematic reviews, and testing procedures across multiple jurisdictions, using data analytics to measure controls and implement automation. Maintain compliance policies and procedures, monitor regulatory and business developments, and provide clear reporting while working within a pan-European compliance team.
Location: London
Workplace: Hybrid
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Contribute to the design, planning, and execution of compliance risk assessment and monitoring/testing.
  • •Identify and develop innovative uses of data, technology, and tools to enhance monitoring and implement automation.
  • •Design queries and testing sheets to analyze large data sets and measure risk factors and controls.
  • •Organise and document monitoring information and identify improvements to compliance policies and procedures.
  • •Conduct thematic reviews of business areas and regulatory risks and monitor regulatory developments’ impact on the testing plan.

Pay and Benefits

Perks:Hybrid WorkingAnnual BonusEquityLife AssuranceIncome ProtectionPension SchemePrivate MedicalDental PlanHealth InsuranceMeal AllowanceTravel AllowanceCycle ToGym MembershipAnnual Leave

Key Requirements

  • •Bachelor’s degree in Law, Finance, Business, Economics, Computer Science, or similar disciplines.
  • •1-2 years’ experience in compliance, audit, risk, or business analysis is beneficial.
  • •Awareness of relevant regulatory frameworks including MiFID II/MiFIR, EMIR, SFTR, PRIIPs, MiCA, and SMCR.
  • •Strong analytical and problem-solving skills to interpret complex data and provide clear insights.
  • •Proficiency in Excel; experience with data analytics or data visualization tools (e.g., SQL, Tableau) preferred.
Experience:1-2 years
Education:Bachelor's
Skills:Analytical skillsProblem-solvingWritten communicationVerbal communicationStakeholder management
Tech Stack:ExcelSQLTableauData analyticsData visualisation

Company Brief

Interactive Brokers Group
Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.
Industry: Trading Platforms
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Greenwich, United States
Founded: 1977
WebsiteLinkedIn