KYC Analyst - Associate (London, LND, GB, E14 9JY)

Sumitomo
London
Full timeFunction: Legal, Risk & ComplianceSkills: ["Customer Focus","Driving Change","Driving Results","Embraces Diversity","Enterprise Leadership","Judgement and Decision Making","Risk Management","Strategic and Visionary","Trust and Integrity"]

Support the Bank’s first-line defence by performing KYC/AML onboarding and periodic due diligence for new and existing clients within SMBC’s FCMO team. Analyse FO submissions via EIC and ACCORD, ensure client records and regulatory notices are complete, investigate ownership/UBO, assess PEPs and negative news, and escalate sanctions and financial crime risks. Partner with EMEA relationship managers, remediate compliance monitoring findings, and contribute to process and system improvements.

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Sumitomo
Sumitomo
3 hours ago

KYC Analyst - Associate (London, LND, GB, E14 9JY)

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Source: Company careers pageValidated by: Fursa AI
Last checked: 3 hours agoStatus: Live

Job Summary

Support the Bank’s first-line defence by performing KYC/AML onboarding and periodic due diligence for new and existing clients within SMBC’s FCMO team. Analyse FO submissions via EIC and ACCORD, ensure client records and regulatory notices are complete, investigate ownership/UBO, assess PEPs and negative news, and escalate sanctions and financial crime risks. Partner with EMEA relationship managers, remediate compliance monitoring findings, and contribute to process and system improvements.
Location: London
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Entry level

Key Responsibilities

  • •Analyse FO submissions via EIC and ACCORD for new client onboarding and periodic reviews, ensuring adherence to CPD AML/CTF standards and internal policies.
  • •Investigate and document client ownership structure and ultimate beneficial ownership, including assessment and classification of PEPs with rationale for MLRO approval.
  • •Examine and classify negative news articles, provide rationale, and support ongoing monitoring of serious negative news.
  • •Check for sanctions-related exposure and determine the purpose/nature of engagement and the client’s underlying business profile; escalate risks to the second line and submit SARs where necessary.
  • •Check and liaise on KYB/KYC documentation quality and consistency with Relationship Managers, review RAM calculations and Mifid classifications, and participate in remediation and improvement projects.

Pay and Benefits

Perks:Hybrid WorkingPaid LeaveHealth Insurance

Key Requirements

Skills:Customer FocusDriving ChangeDriving ResultsEmbraces DiversityEnterprise LeadershipJudgement and Decision MakingRisk ManagementStrategic and VisionaryTrust and Integrity
Tech Stack:EICACCORDSAROGRCExcoMifid

Company Brief

Sumitomo
Sumitomo Corporation is a global diversified trading and investment conglomerate engaged in metal products, transportation, infrastructure, media, real estate, and other business domains through investments, trading, and integrated solutions worldwide.
Industry: Conglomerates & Holding Companies
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Tokyo, Japan
Founded: 1919
WebsiteLinkedIn