HSBC

3 months ago

Assistant Manager - Trade Surveillance

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 5 hours agoStatus: Live

Job Summary

Assistant Manager for HSBC's Trade Surveillance team performing reviews of market surveillance for potential trade & market abuse, investigating alerts from voice surveillance systems, and monitoring risks in the RC surveillance plan. You’ll escalate breaches, assist in training new staff, and support regulatory-compliant decision making in a fast-paced financial services environment.

Location: Philippines

Workplace: Onsite

Employment Type: Full time

Job Function: Administration & Executive Assistance

Seniority: Sr. Manager level

Key Responsibilities

•Carry out extensive reviews of trade surveillance in a review tool for market abuse/anti-competitive behaviors and escalate issues as appropriate.
•Review, investigate and analyze alerts generated by the voice surveillance systems and escalate issues as appropriately.
•Undertake daily, weekly and monthly monitoring tests to ensure that the risks within the Surveillance RC monitoring plan are mitigated.
•Analyze and articulately escalate potential breaches to onshore RC colleagues.
•Assist in training requirements of the new staff that have joined the team.

Key Requirements

•Graduate level candidate with experience in Surveillance or Compliance environment is preferable (but not essential).
•An interest, and knowledge, of financial markets, various asset classes and regulation is required.
•Excellent system skills as the role includes a requirement to undertake complex behavior analysis derived from various data sources.
•Ability to support decisions with sound reasoning and clearly articulate business and regulatory implications of the analysis and findings.
•Ability to work under pressure and within tight timelines.

Experience:BankingFinancial servicesRisk & compliance

Education:Bachelor's

Skills:CommunicationInterpersonal skillsTime managementProblem-solvingAttention to detail

Tech Stack:ExcelMacrosNICEActimizeBloombergEikon

Company Brief

HSBC

Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn

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HSBC

3 months ago

Assistant Manager - Trade Surveillance

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 5 hours agoStatus: Live

Job Summary

Location: Philippines

Workplace: Onsite

Employment Type: Full time

Job Function: Administration & Executive Assistance

Seniority: Sr. Manager level

Key Responsibilities

•Carry out extensive reviews of trade surveillance in a review tool for market abuse/anti-competitive behaviors and escalate issues as appropriate.
•Review, investigate and analyze alerts generated by the voice surveillance systems and escalate issues as appropriately.
•Undertake daily, weekly and monthly monitoring tests to ensure that the risks within the Surveillance RC monitoring plan are mitigated.
•Analyze and articulately escalate potential breaches to onshore RC colleagues.
•Assist in training requirements of the new staff that have joined the team.

Key Requirements

•Graduate level candidate with experience in Surveillance or Compliance environment is preferable (but not essential).
•An interest, and knowledge, of financial markets, various asset classes and regulation is required.
•Excellent system skills as the role includes a requirement to undertake complex behavior analysis derived from various data sources.
•Ability to support decisions with sound reasoning and clearly articulate business and regulatory implications of the analysis and findings.
•Ability to work under pressure and within tight timelines.

Experience:BankingFinancial servicesRisk & compliance

Education:Bachelor's

Skills:CommunicationInterpersonal skillsTime managementProblem-solvingAttention to detail

Tech Stack:ExcelMacrosNICEActimizeBloombergEikon

Company Brief

HSBC

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn