Assistant Compliance Officer

Invesco
Tokyo
Workplace: HybridFull timeFunction: Legal, Risk & Compliance0Skills: ["Self-motivated","Communications","Teamwork","Leadership","Training coaching"]

Review and assess sales materials, documents, and external communications for compliance across Type 1 and AM business. Support day-to-day regulatory filing and reporting under guidance from senior team members, provide regulatory advice on business issues, and communicate compliance concerns to internal stakeholders. Help promote a compliance culture, revise and publicize internal rules and policies, and manage relationships with (self) regulators.

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FursaFursa
Invesco
Invesco
3 months ago

Assistant Compliance Officer

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Source: Company careers pageValidated by: Fursa AI
Last checked: 3 hours agoStatus: Live

Job Summary

Review and assess sales materials, documents, and external communications for compliance across Type 1 and AM business. Support day-to-day regulatory filing and reporting under guidance from senior team members, provide regulatory advice on business issues, and communicate compliance concerns to internal stakeholders. Help promote a compliance culture, revise and publicize internal rules and policies, and manage relationships with (self) regulators.
Location: Tokyo
Workplace: Hybrid
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Entry level

Key Responsibilities

  • •Review sales materials, documents, and external communication for compliance for Type 1 and AM business
  • •Support day-to-day regulatory filing and reporting with guidance from senior team members
  • •Provide regulatory advice on business, ad hoc issues, and incidents
  • •Communicate compliance issues to internal clients and support business development discussions
  • •Revise internal rules and policies and publicize them; maintain relationships with (self) regulators

Pay and Benefits

Equity and Bonus:Equity
Perks:Paid LeaveLearning BudgetHealth InsuranceParental LeaveEquity

Key Requirements

  • •0–3 years of compliance experience in the Asset Management industry
  • •0–3 years of compliance experience in the Financial industry
  • •Regulatory/Business compliance experience is preferable
  • •Fluent in English and Japanese
  • •Communications, teamwork, and leadership skills are required; self-motivated with training/coaching skills as a plus
Experience:0Asset managementFinancial services
Skills:Self-motivatedCommunicationsTeamworkLeadershipTraining coaching
Languages:EnglishJapanese

Company Brief

Invesco
Global investment management firm offering mutual funds, ETFs, retirement solutions, and institutional asset management services. Serves individual investors, financial advisors, and institutions across public and alternative markets.
Industry: Asset Management
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Atlanta, United States
Founded: 1935
WebsiteLinkedIn