MLRO & Compliance Officer, UAE (ADGM) - Broker Dealer Entity

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Source: Company careers pageValidated by: Fursa AI

Last checked: 5 hours agoStatus: Live

Job Summary

Lead the compliance and financial crime function for an ADGM-licensed broker dealer, serving simultaneously as Compliance Officer and MLRO. Build and embed a robust regulatory framework aligned with FSRA expectations, including compliance monitoring, trade surveillance, and controls testing. Oversee AML/CFT/sanctions obligations, suspicious activity reporting (SARs/STRs), risk assessments, and ongoing CDD/EDD monitoring, while advising stakeholders and liaising with the FSRA and the Board.

Location: Abu Dhabi

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Mid level

Key Responsibilities

•Design, implement, and oversee the compliance function and monitor adherence to FSRA Rules, FSMR, MIR, and other applicable regulations.
•Develop and maintain compliance policies, procedures, and monitoring programs, including trade surveillance, conflicts management, and conduct rules for a broker dealer.
•Provide independent compliance advice to the Board and senior management, reporting material issues and escalations in a timely manner.
•Oversee the implementation, oversight, and effectiveness of the entity’s AML/CFT/sanctions program in line with the FSRA AML Rulebook.
•Receive, investigate, and decide on internal SARs/STRs and file reports with relevant authorities, including via goAML where applicable.

Pay and Benefits

Perks:Learning Budget

Key Requirements

•10+ years of senior compliance and/or financial crime experience within ADGM, DIFC, or other regulated financial services environments.
•Strong working knowledge of FSRA Rules, FSMR, the ADGM AML Rulebook, and applicable sanctions frameworks.
•Experience in a Broker Dealer, investment firm, or trading environment, including trade surveillance and conduct obligations.
•Experience supporting regulatory authorisations, licensing applications, or regulated entity setup.
•Experience engaging with the FSRA or equivalent regulator on supervisory matters or regulatory examinations.

Experience:10+ yearsCryptoFintechPaymentsBrokerageInvestment firms

Skills:JudgementStakeholder managementDecision-makingStrategic execution

Languages:English

Tech Stack:GoAML

Company Brief

Bybit

Website

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Bybit

4 weeks ago

MLRO & Compliance Officer, UAE (ADGM) - Broker Dealer Entity

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 5 hours agoStatus: Live

Job Summary

Location: Abu Dhabi

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Mid level

Key Responsibilities

•Design, implement, and oversee the compliance function and monitor adherence to FSRA Rules, FSMR, MIR, and other applicable regulations.
•Develop and maintain compliance policies, procedures, and monitoring programs, including trade surveillance, conflicts management, and conduct rules for a broker dealer.
•Provide independent compliance advice to the Board and senior management, reporting material issues and escalations in a timely manner.
•Oversee the implementation, oversight, and effectiveness of the entity’s AML/CFT/sanctions program in line with the FSRA AML Rulebook.
•Receive, investigate, and decide on internal SARs/STRs and file reports with relevant authorities, including via goAML where applicable.

Pay and Benefits

Perks:Learning Budget

Key Requirements

•10+ years of senior compliance and/or financial crime experience within ADGM, DIFC, or other regulated financial services environments.
•Strong working knowledge of FSRA Rules, FSMR, the ADGM AML Rulebook, and applicable sanctions frameworks.
•Experience in a Broker Dealer, investment firm, or trading environment, including trade surveillance and conduct obligations.
•Experience supporting regulatory authorisations, licensing applications, or regulated entity setup.
•Experience engaging with the FSRA or equivalent regulator on supervisory matters or regulatory examinations.

Experience:10+ yearsCryptoFintechPaymentsBrokerageInvestment firms

Skills:JudgementStakeholder managementDecision-makingStrategic execution

Languages:English

Tech Stack:GoAML

Company Brief

Bybit

Website