Abu Dhabi Global Market

9 months ago

Senior Specialist – Supervision (Intermediary)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 14 hours agoStatus: Live

Job Summary

Senior specialist responsible for day-to-day supervisory oversight of VA broker-dealer intermediaries within the Fintech Supervision team, addressing governance, risk management, and regulatory reporting. Engages in on-site inspections, risk mitigation planning, cross-border coordination, and development of supervision frameworks for virtual asset activities within ADGM, reporting to the Manager – Supervision (Intermediary).

Location: Abu Dhabi

Employment Type: Full time

Job Function: Solutions Engineering & Sales Engineering

Key Responsibilities

•Participates in desk-based and on-site inspections, reviewing policies, operations, and business models of supervised intermediaries to ensure alignment with the FSRA’s regulatory framework.
•Assists with the development and follow-up of risk mitigation plans, thematic reviews, and regulatory reporting associated with intermediary firms.
•Liaises with regulated firms to address issues identified during supervision and facilitates improvement in governance and risk management practices.
•Assist in the development of regulatory frameworks to address risks faced by regulated entities’ adoption and use of virtual assets, including new products offered by regulated entities.
•Contributes to the administration of regulations, rules and risk management for the ongoing supervision of intermediary firms.
•Contribute to monthly, quarterly and annual reporting by Fintech.
•Supports the Senior Manager and Manager in supervising intermediary firms carrying out regulated activities in relation to Virtual Assets and Fiat-Referenced Tokens, focusing on detailed reviews, regulatory returns, and risk assessments relevant to firm-level risks such as prudential, operational, conduct, and financial crime.
•Continuously improve intermediary supervision practices to ensure that ADGM takes a leading role in virtual asset and stablecoin related market developments.
•Support the Manager in ensuring that Supervision (Intermediary) operates responsibly and proficiently.
•Embed the culture and vision in Fintech by role-modelling organisational behaviours through performance management, feedback and coaching.
•Understand, adopt, adhere and practice responsibilities or controls as per ADGM Information Security policy and as per best practices explained in the induction and awareness sessions.
•Confidentiality, Integrity and availability of the ADGM Information shall be maintained at all times i.e. within as well as outside ADGM.
•Minimum Bachelor’s degree.
•Professionally qualified in one of the following disciplines: Finance, computer science/ engineering, business, or related field.

Key Requirements

•Minimum Bachelor’s degree.
•Professionally qualified in Finance, computer science/ engineering, business, or related field.
•Minimum 6 years of experience in compliance, risk assessment, regulatory review, or external/internal audit for financial intermediaries.
•Qualifications / competency relating to blockchain technologies, digital assets or related disciplines.
•Good written and oral communication skills; able to clearly report findings and recommendations.
•Strong problem-solving, analytical, and negotiation skills.
•Ability to work collaboratively in team-based environments and to influence both internal and external stakeholders.
•High standard of personal ethics, integrity, and responsibility.

Experience:Financial servicesComplianceRisk assessmentRegulatory reviewExternal/internal auditBlockchain technologiesDigital assets

Education:Bachelor's

Skills:CommunicationNegotiationAnalyticalTeam collaborationReporting

Tech Stack:BlockchainRegTechSupTech

Company Brief

Abu Dhabi Global Market

Abu Dhabi Global Market (ADGM) is Abu Dhabi’s international financial centre and free zone, providing a common-law regulatory framework, licensing, and services for financial and non-financial institutions to operate across Al Maryah and Al Reem Islands.

Industry: Public Sector Agencies

Company Size: Large (251 to 1,000 employees)

Growth: Government & Public Sector

Funding: Government Funded

Headquarters: Abu Dhabi, United Arab Emirates

Founded: 2013

Glassdoor: 3.7

Website LinkedIn Glassdoor

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Abu Dhabi Global Market

9 months ago

Senior Specialist – Supervision (Intermediary)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 14 hours agoStatus: Live

Job Summary

Location: Abu Dhabi

Employment Type: Full time

Job Function: Solutions Engineering & Sales Engineering

Key Responsibilities

•Participates in desk-based and on-site inspections, reviewing policies, operations, and business models of supervised intermediaries to ensure alignment with the FSRA’s regulatory framework.
•Assists with the development and follow-up of risk mitigation plans, thematic reviews, and regulatory reporting associated with intermediary firms.
•Liaises with regulated firms to address issues identified during supervision and facilitates improvement in governance and risk management practices.
•Assist in the development of regulatory frameworks to address risks faced by regulated entities’ adoption and use of virtual assets, including new products offered by regulated entities.
•Contributes to the administration of regulations, rules and risk management for the ongoing supervision of intermediary firms.
•Contribute to monthly, quarterly and annual reporting by Fintech.
•Supports the Senior Manager and Manager in supervising intermediary firms carrying out regulated activities in relation to Virtual Assets and Fiat-Referenced Tokens, focusing on detailed reviews, regulatory returns, and risk assessments relevant to firm-level risks such as prudential, operational, conduct, and financial crime.
•Continuously improve intermediary supervision practices to ensure that ADGM takes a leading role in virtual asset and stablecoin related market developments.
•Support the Manager in ensuring that Supervision (Intermediary) operates responsibly and proficiently.
•Embed the culture and vision in Fintech by role-modelling organisational behaviours through performance management, feedback and coaching.
•Understand, adopt, adhere and practice responsibilities or controls as per ADGM Information Security policy and as per best practices explained in the induction and awareness sessions.
•Confidentiality, Integrity and availability of the ADGM Information shall be maintained at all times i.e. within as well as outside ADGM.
•Minimum Bachelor’s degree.
•Professionally qualified in one of the following disciplines: Finance, computer science/ engineering, business, or related field.

Key Requirements

•Minimum Bachelor’s degree.
•Professionally qualified in Finance, computer science/ engineering, business, or related field.
•Minimum 6 years of experience in compliance, risk assessment, regulatory review, or external/internal audit for financial intermediaries.
•Qualifications / competency relating to blockchain technologies, digital assets or related disciplines.
•Good written and oral communication skills; able to clearly report findings and recommendations.
•Strong problem-solving, analytical, and negotiation skills.
•Ability to work collaboratively in team-based environments and to influence both internal and external stakeholders.
•High standard of personal ethics, integrity, and responsibility.

Experience:Financial servicesComplianceRisk assessmentRegulatory reviewExternal/internal auditBlockchain technologiesDigital assets

Education:Bachelor's

Skills:CommunicationNegotiationAnalyticalTeam collaborationReporting

Tech Stack:BlockchainRegTechSupTech

Company Brief

Abu Dhabi Global Market

Industry: Public Sector Agencies

Company Size: Large (251 to 1,000 employees)

Growth: Government & Public Sector

Funding: Government Funded

Headquarters: Abu Dhabi, United Arab Emirates

Founded: 2013

Glassdoor: 3.7

Website LinkedIn Glassdoor