AML Compliance - Senior Analyst

Interactive Brokers Group
Chicago
Workplace: HybridFull timeFunction: Legal, Risk & ComplianceEducation: bachelorsSkills: ["Analytical thinking","Communication","Time management","Organizational skills","Issue-spotting"]

Serve as a Senior Analyst in Compliance, supporting AML and financial-crimes oversight with a focus on CAFFI enhanced due diligence. Conduct ongoing KYC and transaction reviews, perform negative news/public domain searches, and write risk assessments for highest-risk clients. Coordinate with internal stakeholders, maintain review tracking and documentation deadlines, and escalate issues. Contribute as a subject matter expert for CAFFI reviews and help draft and maintain procedures and training materials.

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Interactive Brokers Group
Interactive Brokers Group
1 month ago

AML Compliance - Senior Analyst

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Source: Company careers pageValidated by: Fursa AI
Last checked: 6 days agoStatus: Live

Job Summary

Serve as a Senior Analyst in Compliance, supporting AML and financial-crimes oversight with a focus on CAFFI enhanced due diligence. Conduct ongoing KYC and transaction reviews, perform negative news/public domain searches, and write risk assessments for highest-risk clients. Coordinate with internal stakeholders, maintain review tracking and documentation deadlines, and escalate issues. Contribute as a subject matter expert for CAFFI reviews and help draft and maintain procedures and training materials.
Location: Chicago
Workplace: Hybrid
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Conduct ongoing reviews and analysis of clients’ KYC profiles and transactions in line with company policy.
  • •Perform negative news and public domain searches for high-risk clients and related parties across EDD/financial crimes categories.
  • •Write comprehensive risk assessments for highest-risk clients.
  • •Coordinate with internal stakeholders to complete reviews and improve client efficiency.
  • •Track assignments/documentation for deadlines; escalate and investigate issues; assist with drafting/training/maintaining procedures and documents; act as CAFFI review subject matter expert.

Pay and Benefits

Perks:401kHealth InsuranceDentalVisionPaid ParentalLife InsuranceLong-term DisabilityGym MembershipMeal AllowanceRemote WorkEap Counseling

Key Requirements

  • •Bachelor's degree or higher with preferred study in accounting, criminal justice, finance, law, or similar; strong analytical and quantitative skills.
  • •Experience conducting Enhanced Due Diligence (EDD) or financial crimes compliance reviews.
  • •Comfort with technology and understanding how it applies to business and regulatory problems.
  • •Proficiency in Excel, Word, and PowerPoint.
  • •ACAMS Certification and strong communication, organization, time management, and issue-spotting skills.
Experience:AMLFinancial crimes complianceEnhanced Due DiligenceInternal auditTesting and monitoringControls
Education:Bachelor's
Skills:Analytical thinkingCommunicationTime managementOrganizational skillsIssue-spotting
Licenses:Series 7FINRA
Certifications:ACAMSCFECFCSSeries 7
Tech Stack:ExcelWordPowerPoint

Company Brief

Interactive Brokers Group
Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.
Industry: Trading Platforms
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Greenwich, United States
Founded: 1977
WebsiteLinkedIn