Interactive Brokers Group

1 day ago

AML Compliance - Senior Analyst

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 13 hours agoStatus: Live

Job Summary

Serve as a Senior Analyst in Compliance, supporting AML and financial-crimes oversight with a focus on CAFFI enhanced due diligence. Conduct ongoing KYC and transaction reviews, perform negative news/public domain searches, and write risk assessments for highest-risk clients. Coordinate with internal stakeholders, maintain review tracking and documentation deadlines, and escalate issues. Contribute as a subject matter expert for CAFFI reviews and help draft and maintain procedures and training materials.

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Mid level

Key Responsibilities

•Conduct ongoing reviews and analysis of clients’ KYC profiles and transactions in line with company policy.
•Perform negative news and public domain searches for high-risk clients and related parties across EDD/financial crimes categories.
•Write comprehensive risk assessments for highest-risk clients.
•Coordinate with internal stakeholders to complete reviews and improve client efficiency.
•Track assignments/documentation for deadlines; escalate and investigate issues; assist with drafting/training/maintaining procedures and documents; act as CAFFI review subject matter expert.

Pay and Benefits

Perks:401kHealth InsuranceDentalVisionPaid ParentalLife InsuranceLong-term DisabilityGym MembershipMeal AllowanceRemote WorkEap Counseling

Key Requirements

•Bachelor's degree or higher with preferred study in accounting, criminal justice, finance, law, or similar; strong analytical and quantitative skills.
•Experience conducting Enhanced Due Diligence (EDD) or financial crimes compliance reviews.
•Comfort with technology and understanding how it applies to business and regulatory problems.
•Proficiency in Excel, Word, and PowerPoint.
•ACAMS Certification and strong communication, organization, time management, and issue-spotting skills.

Experience:AMLFinancial crimes complianceEnhanced Due DiligenceInternal auditTesting and monitoringControls

Education:Bachelor's

Skills:Analytical thinkingCommunicationTime managementOrganizational skillsIssue-spotting

Licenses:Series 7FINRA

Certifications:ACAMSCFECFCSSeries 7

Tech Stack:ExcelWordPowerPoint

Company Brief

Interactive Brokers Group

Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn

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Interactive Brokers Group

1 day ago

AML Compliance - Senior Analyst

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 13 hours agoStatus: Live

Job Summary

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Mid level

Key Responsibilities

•Conduct ongoing reviews and analysis of clients’ KYC profiles and transactions in line with company policy.
•Perform negative news and public domain searches for high-risk clients and related parties across EDD/financial crimes categories.
•Write comprehensive risk assessments for highest-risk clients.
•Coordinate with internal stakeholders to complete reviews and improve client efficiency.
•Track assignments/documentation for deadlines; escalate and investigate issues; assist with drafting/training/maintaining procedures and documents; act as CAFFI review subject matter expert.

Pay and Benefits

Perks:401kHealth InsuranceDentalVisionPaid ParentalLife InsuranceLong-term DisabilityGym MembershipMeal AllowanceRemote WorkEap Counseling

Key Requirements

•Bachelor's degree or higher with preferred study in accounting, criminal justice, finance, law, or similar; strong analytical and quantitative skills.
•Experience conducting Enhanced Due Diligence (EDD) or financial crimes compliance reviews.
•Comfort with technology and understanding how it applies to business and regulatory problems.
•Proficiency in Excel, Word, and PowerPoint.
•ACAMS Certification and strong communication, organization, time management, and issue-spotting skills.

Experience:AMLFinancial crimes complianceEnhanced Due DiligenceInternal auditTesting and monitoringControls

Education:Bachelor's

Skills:Analytical thinkingCommunicationTime managementOrganizational skillsIssue-spotting

Licenses:Series 7FINRA

Certifications:ACAMSCFECFCSSeries 7

Tech Stack:ExcelWordPowerPoint

Company Brief

Interactive Brokers Group

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn