Compliance Testing, Associate Consultant / Consultant

Northern Trust
Manila
Workplace: HybridFull timeFunction: Legal, Risk & ComplianceExperience: 5-10 yearsEducation: bachelorsSkills: ["Analytical ability","Communication","Attention to detail","Problem-solving","Independent decision-making"]

Oversee the review, interpretation, and dissemination of current and proposed laws and regulations to support compliance risk avoidance. Develop testing plans, establish review scope and test steps, and perform documented compliance testing against regulations, legislation, and internal policies. Identify weaknesses or exceptions, summarize results clearly, track issues to closure, and coordinate with Compliance SMEs, Internal Audit, and business partners to challenge and improve management responses.

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FursaFursa
Northern Trust
Northern Trust
5 months ago

Compliance Testing, Associate Consultant / Consultant

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Source: Company careers pageValidated by: Fursa AI
Last checked: 7 hours agoStatus: Live

Job Summary

Oversee the review, interpretation, and dissemination of current and proposed laws and regulations to support compliance risk avoidance. Develop testing plans, establish review scope and test steps, and perform documented compliance testing against regulations, legislation, and internal policies. Identify weaknesses or exceptions, summarize results clearly, track issues to closure, and coordinate with Compliance SMEs, Internal Audit, and business partners to challenge and improve management responses.
Location: Manila
Workplace: Hybrid
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Review and interpret laws and regulations to develop appropriate testing plans.
  • •Independently establish the scope and test steps for individual reviews.
  • •Conduct, document, and validate compliance testing results against regulations and internal policies.
  • •Detect and advise Compliance and business unit management on potential compliance issues and enhancements.
  • •Track issues to closure through follow-ups and coordinate testing efforts with Internal Audit and Compliance SMEs.

Key Requirements

  • •5–10 years of related experience in compliance, compliance testing/monitoring, or auditing.
  • •Education to graduate (or equivalent).
  • •Knowledge of regulations and key regulatory developments.
  • •Strong analytical ability to identify problems and determine potential weaknesses or exceptions.
  • •Excellent written and oral communication skills with attention to detail.
Experience:5-10 yearsComplianceAuditing
Education:Bachelor's
Skills:Analytical abilityCommunicationAttention to detailProblem-solvingIndependent decision-making
Languages:English

Company Brief

Northern Trust
Global financial services firm providing wealth management, asset servicing, asset management, and banking solutions to institutions, corporations, and affluent individuals, with a focus on custody, investment management, and technology-driven services.
Industry: Asset Management
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Chicago, United States
Founded: 1889
Glassdoor
Glassdoor: 3.9
WebsiteLinkedIn