Compliance Senior Specialist

Create and champion compliance for a new Robinhood Asset Management investment advisory business activity during pre-launch and development. Serve as a primary point of contact across teams to identify and solve issues, research regulatory questions, and support successful launch. Develop supervisory policies and procedures, conduct testing/surveillance/audits, assess risk, resolve complaints and client inquiries, and build workflows for books-and-records, information barriers, and conflicts of interest.