Trade Surveillance Analyst - (Temp)

Interactive Brokers Group
Chicago
Workplace: HybridTemporaryFunction: Legal, Risk & ComplianceExperience: 1-3 yearsEducation: bachelorsSkills: ["Analytical","Problem-solving","Communication","Collaboration","Organization"]

Conduct trade and account activity reviews to identify suspicious activity and ensure alignment with firm policies. Analyze and summarize data trends to support management decisions, and assist with preparing regulatory filings. Contribute to streamlining surveillance and compliance processes, improving efficiency and control coverage. This six-month Chicago-based temp role reports to a Compliance Manager and emphasizes analytical, regulatory, and communication skills.

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Interactive Brokers Group
Interactive Brokers Group
4 months ago

Trade Surveillance Analyst - (Temp)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 5 days agoStatus: Live
Reposted: similar role first listed 7 months ago

Job Summary

Conduct trade and account activity reviews to identify suspicious activity and ensure alignment with firm policies. Analyze and summarize data trends to support management decisions, and assist with preparing regulatory filings. Contribute to streamlining surveillance and compliance processes, improving efficiency and control coverage. This six-month Chicago-based temp role reports to a Compliance Manager and emphasizes analytical, regulatory, and communication skills.
Location: Chicago
Workplace: Hybrid
Employment Type: Temporary
Job Function: Legal, Risk & Compliance
Seniority: Entry level

Key Responsibilities

  • •Review account activity, including trading, deposits and withdrawals, and public domain activity to determine alignment with firm policy.
  • •Analyze trading data for suspicious activity or patterns of unusual trading.
  • •Collect, analyze, and summarize data and trends to advise management.
  • •Prepare regulatory filings.
  • •Contribute to streamlining current processes and identifying areas for improvement.

Pay and Benefits

Perks:Meal AllowancePaid Leave401k

Key Requirements

  • •1-3 years of regulatory compliance experience in an exchange, regulatory organization, broker-dealer, futures commission merchant, or similar environment.
  • •Strong product knowledge of equity or exchange-traded derivative markets.
  • •Ability to review trading and account activity and assess alignment with firm policy.
  • •Excellent oral and written communication skills, with strong analytical and quantitative problem-solving abilities.
  • •Detail-oriented with strong organizational and project management skills.
Experience:1-3 yearsRegulatory complianceFinancial servicesBroker-dealerExchange regulationAnti-money laundering
Education:Bachelor's
Skills:AnalyticalProblem-solvingCommunicationCollaborationOrganization
Licenses:Series 7
Certifications:ACAMSCFECFCS

Company Brief

Interactive Brokers Group
Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.
Industry: Trading Platforms
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Greenwich, United States
Founded: 1977
WebsiteLinkedIn