Compliance Advisory - Apprentice (12 Months) (Mumbai, MH, IN, 400063)

HSBC
Mumbai
Workplace: OnsiteContractFunction: Legal, Risk & Compliance0Education: bachelorsSkills: ["Stakeholder management","Documentation","Attention to detail","Organizational skills","Independent judgement"]

Support the Asset Management compliance team by maintaining compliance trackers and evidence repositories, helping prepare governance and routine compliance reporting, and coordinating compliance activities such as training, monitoring, and reviews. Assist with executing compliance monitoring plans by gathering data, performing basic checks, and documenting results, including tracking remediation actions. Act as a liaison with internal stakeholders and support regulatory submissions, inspection responses, and escalated investor complaints.

Loading

Loading job details...

Preparing the role view and application actions.

FursaFursa
HSBC
HSBC
2 days ago

Compliance Advisory - Apprentice (12 Months) (Mumbai, MH, IN, 400063)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 10 hours agoStatus: Live

Job Summary

Support the Asset Management compliance team by maintaining compliance trackers and evidence repositories, helping prepare governance and routine compliance reporting, and coordinating compliance activities such as training, monitoring, and reviews. Assist with executing compliance monitoring plans by gathering data, performing basic checks, and documenting results, including tracking remediation actions. Act as a liaison with internal stakeholders and support regulatory submissions, inspection responses, and escalated investor complaints.
Location: Mumbai
Workplace: Onsite
Employment Type: Contract · Permanent
Job Function: Legal, Risk & Compliance
Seniority: Entry level

Key Responsibilities

  • •Support the AMIN Compliance team’s day-to-day compliance advisory work, including maintaining compliance trackers and evidence repositories.
  • •Prepare documentation for internal governance forums and support routine compliance reporting, training, monitoring, reviews, and meetings.
  • •Execute compliance monitoring plans by gathering data, performing basic checks, and documenting results.
  • •Track remediation actions and follow up on open items with relevant stakeholders.
  • •Assist with stakeholder and regulatory liaison activities, including auditor support, regulatory filings and submissions, inspection response coordination, and escalated investor complaints resolution.

Key Requirements

  • •Graduate or early-career professional (0–2 years’ experience) interested in building practical expertise in Asset Management compliance and India’s regulatory framework.
  • •Ability to support compliance advisory activities including maintaining compliance trackers and evidence repositories.
  • •Support preparation of documentation for internal governance forums and routine compliance reporting.
  • •Ability to support compliance monitoring plans by gathering data, performing basic checks, and documenting results.
  • •Willingness to liaise with internal stakeholders and support regulatory filings, inspection responses, and resolution of escalated investor complaints.
Experience:0Asset managementRegulatory complianceApprenticeship
Education:Bachelor's
Skills:Stakeholder managementDocumentationAttention to detailOrganizational skillsIndependent judgement

Company Brief

HSBC
Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: London, United Kingdom
Founded: 1865
Glassdoor
Glassdoor: 3.6
WebsiteLinkedIn