Licensed Investment Support Specialist II

Fifth Third Bancorp
Charlotte, Columbus
Workplace: OnsiteFull timeFunction: Customer Support (Service Desk)Experience: 5+ yearsEducation: high_schoolSkills: ["Communication","Organizational skills","Negotiation","Risk awareness","Time management"]

Provide daily administrative and operational support to registered securities representatives and clients, including account maintenance, order entry, executing trades, and maintaining required documentation. Ensure timely, accurate transaction processing while supporting risk management and compliance with federal and internal guidelines. Maintain close client communication, help onboard and educate business partners on market conditions and products, and support new client opportunities through collaboration with banking center or private bank partners.

Loading

Loading job details...

Preparing the role view and application actions.

FursaFursa
Fifth Third Bancorp
Fifth Third Bancorp
1 day ago

Licensed Investment Support Specialist II

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 1 hour agoStatus: Live

Job Summary

Provide daily administrative and operational support to registered securities representatives and clients, including account maintenance, order entry, executing trades, and maintaining required documentation. Ensure timely, accurate transaction processing while supporting risk management and compliance with federal and internal guidelines. Maintain close client communication, help onboard and educate business partners on market conditions and products, and support new client opportunities through collaboration with banking center or private bank partners.
Location: Charlotte, Columbus
Workplace: Onsite
Employment Type: Full time
Job Function: Customer Support (Service Desk)
Seniority: Mid level

Key Responsibilities

  • •Provide daily administrative support to registered securities representatives and clients, including guidance to banking center partners as requested.
  • •Process and follow up on operations tasks for new and existing accounts (including risk management, marketing support, and order entry).
  • •Perform account maintenance such as opening new accounts, processing money transfer requests, executing orders, and handling address changes.
  • •Ensure trading transactions are executed timely and accurately, and maintain all required documentation while complying with federal and internal compliance regulations.
  • •Maintain close client contact, educate and coach business partners on market conditions and products, and support onboarding and new client opportunities.

Key Requirements

  • •High school diploma (bachelor’s degree in Finance, Economics, or Business Management preferred).
  • •Securities licensing: SIE and Series 7, 66 (or 65 and 63), plus appropriate state resident insurance licenses for Life, Health, Long Term Care, and Variable Annuity.
  • •Five (5) years of brokerage or related financial services experience, with prior brokerage experience preferred.
  • •Strong knowledge of financial industry operations and compliance regulations, with ability to execute and maintain trading documentation to standards.
  • •Excellent communication, organizational, and time-management skills, with intermediate computer skills (Microsoft Word, Excel, PowerPoint).
Experience:5+ yearsBrokerageFinancial services
Education:High School
Skills:CommunicationOrganizational skillsNegotiationRisk awarenessTime management
Licenses:Life insurance licenseHealth insurance licenseLong Term Care insurance licenseVariable Annuity license
Certifications:Securities Industry Essentials (SIE)Series 7Series 66Series 65Series 63
Tech Stack:Microsoft WordExcelPowerPoint

Company Brief

Fifth Third Bancorp
Fifth Third Bancorp is a diversified bank holding company offering consumer, commercial, and wealth management services. Through its banking subsidiaries, it provides deposits, lending, treasury management, payments, and investment solutions across the Midwest and Southeast.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Cincinnati, United States
Founded: 1858
Glassdoor
Glassdoor: 3.7
WebsiteLinkedInGlassdoor