Testing & Monitoring Compliance Analyst II

First Bancorp
Charlotte, Wilmington, Raleigh
Workplace: OnsiteFull timeFunction: Legal, Risk & ComplianceExperience: 5+ yearsEducation: bachelorsSkills: ["Communication","Organizational skills","Leadership","Detail oriented","Multitasking"]

Evaluate and execute complex compliance testing and monitoring reviews across key business operations. Independently plan and perform reviews using sampling standards and regulatory guidance, analyze compliance data to identify control weaknesses, and recommend corrective actions. Develop and enhance testing methodologies and risk-assessment frameworks, oversee issue remediation and follow-up effectiveness, and coordinate internal/third-party compliance review requests while ensuring adherence to laws such as the Bank Secrecy Act and Anti-Money Laundering Act.

Loading

Loading job details...

Preparing the role view and application actions.

FursaFursa
First Bancorp
First Bancorp
14 hours ago

Testing & Monitoring Compliance Analyst II

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 10 hours agoStatus: Live

Job Summary

Evaluate and execute complex compliance testing and monitoring reviews across key business operations. Independently plan and perform reviews using sampling standards and regulatory guidance, analyze compliance data to identify control weaknesses, and recommend corrective actions. Develop and enhance testing methodologies and risk-assessment frameworks, oversee issue remediation and follow-up effectiveness, and coordinate internal/third-party compliance review requests while ensuring adherence to laws such as the Bank Secrecy Act and Anti-Money Laundering Act.
Location: Charlotte, Wilmington, Raleigh
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Independently plan, coordinate, and execute compliance testing and monitoring reviews using established methodologies and regulatory guidance.
  • •Analyze complex compliance data to determine root-cause vulnerabilities and formulate independent findings and recommendations for systemic process modifications and corrective actions.
  • •Develop and enhance testing methodologies, risk-assessment frameworks, and review protocols aligned with evolving federal/state regulations and operational risks.
  • •Direct and oversee issue-remediation processes, evaluating corrective action plan design and operational effectiveness, including follow-up reviews.
  • •Serve as a liaison during internal and/or third-party compliance reviews by coordinating requests and providing documentation while adhering to corporate policies and regulations.

Key Requirements

  • •Bachelor's degree or 5+ years of related experience/training (or equivalent combination) applicable to financial industry compliance and auditing.
  • •In-depth background in bank administration, operations, compliance, and auditing.
  • •Excellent oral/written communication and organizational skills, with strong leadership abilities.
  • •Strong working knowledge of laws and regulations for financial institutions, including interpreting and understanding regulations.
  • •Detail-oriented ability to multitask and effectively communicate with all levels of bank personnel and regulators; valid driver's license required.
Experience:5+ yearsFinancial servicesBankingComplianceAuditing
Education:Bachelor's
Skills:CommunicationOrganizational skillsLeadershipDetail orientedMultitasking
Licenses:Driver's license

Company Brief

First Bancorp
Operates as a community bank providing personal and business banking services such as checking and savings accounts, loans, and digital banking tools for local customers and small businesses.
Industry: Banking
Growth: Established Company
Funding: Bootstrapped
Website