Interactive Brokers Group

2 days ago

Trade Surveillance - Analyst

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 5 hours agoStatus: Live

Job Summary

Review account and trading activity to detect suspicious patterns and ensure adherence to IBKR policies and key regulations including the Bank Secrecy Act, USA PATRIOT Act, sanctions, and anti-money laundering requirements. Prepare regulatory filings, analyze data and trends to advise management, and help streamline compliance processes. Work from Chicago with a compliance-focused team reporting to a Compliance Manager.

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Entry level

Key Responsibilities

•Conduct account activity reviews, including trading, deposit, withdrawal, and public domain activity, to ensure alignment with IBKR policy.
•Review trading data for suspicious activity or patterns of unusual trading.
•Collect, analyze, and summarize data and trends to advise management.
•Prepare regulatory filings.
•Streamline current processes by identifying areas for improvement.

Pay and Benefits

Equity and Bonus:Equity

Perks:Health InsuranceDentalVision401kParental LeaveEquityLearning BudgetWellness Stipend

Key Requirements

•1-3 years of regulatory compliance experience in an exchange, regulatory organization, broker-dealer, futures commission merchant, or similar environment.
•Strong analytical and quantitative skills, with some background in finance, economics, data analytics, or related areas.
•Strong product knowledge of equity or exchange-traded derivative markets.
•Excellent oral and written communication, with strong organizational and project management skills.
•Comfort with computers/technology and understanding of how technology supports business and regulatory problems.

Experience:1-3 yearsRegulatory complianceFinancial services

Skills:Analytical thinkingProblem-solvingCommunicationOrganizationCollaboration

Licenses:FINRASeries 7

Certifications:ACAMSCFECFCSSeries 7

Company Brief

Interactive Brokers Group

Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn

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Interactive Brokers Group

2 days ago

Trade Surveillance - Analyst

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 5 hours agoStatus: Live

Job Summary

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Entry level

Key Responsibilities

•Conduct account activity reviews, including trading, deposit, withdrawal, and public domain activity, to ensure alignment with IBKR policy.
•Review trading data for suspicious activity or patterns of unusual trading.
•Collect, analyze, and summarize data and trends to advise management.
•Prepare regulatory filings.
•Streamline current processes by identifying areas for improvement.

Pay and Benefits

Equity and Bonus:Equity

Perks:Health InsuranceDentalVision401kParental LeaveEquityLearning BudgetWellness Stipend

Key Requirements

•1-3 years of regulatory compliance experience in an exchange, regulatory organization, broker-dealer, futures commission merchant, or similar environment.
•Strong analytical and quantitative skills, with some background in finance, economics, data analytics, or related areas.
•Strong product knowledge of equity or exchange-traded derivative markets.
•Excellent oral and written communication, with strong organizational and project management skills.
•Comfort with computers/technology and understanding of how technology supports business and regulatory problems.

Experience:1-3 yearsRegulatory complianceFinancial services

Skills:Analytical thinkingProblem-solvingCommunicationOrganizationCollaboration

Licenses:FINRASeries 7

Certifications:ACAMSCFECFCSSeries 7

Company Brief

Interactive Brokers Group

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn