Japan Broker-Dealer Compliance Associate (Japan Based / Japanese Language Required)

Alpaca
Japan
Workplace: RemoteFull timeFunction: Administration & Executive AssistanceExperience: 3+ yearsSkills: []

Own broker-dealer back-office operations for customer securities across account opening, ongoing account management, and securities processing including settlement, funding/withdrawals, and balance reconciliation. Support system development by providing domain feedback on US/Japan equity back-office processes, settlement/FX/custody workflows, statutory reporting accuracy, customer tax requirements, and ledger/off-ledger bookkeeping inputs. Work primarily remotely in Japan with periodic in-office attendance for system access.

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FursaFursa
Alpaca
Alpaca
2 months ago

Japan Broker-Dealer Compliance Associate (Japan Based / Japanese Language Required)

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Source: Company careers pageValidated by: Fursa AI
Last checked: 4 hours agoStatus: Live

Job Summary

Own broker-dealer back-office operations for customer securities across account opening, ongoing account management, and securities processing including settlement, funding/withdrawals, and balance reconciliation. Support system development by providing domain feedback on US/Japan equity back-office processes, settlement/FX/custody workflows, statutory reporting accuracy, customer tax requirements, and ledger/off-ledger bookkeeping inputs. Work primarily remotely in Japan with periodic in-office attendance for system access.
Location: Japan
Workplace: Remote
Employment Type: Full time
Job Function: Administration & Executive Assistance
Seniority: Mid level

Key Responsibilities

  • •Handle customer securities account opening, including anti-social force screening and due diligence.
  • •Perform ongoing customer account management.
  • •Manage and execute securities operations including settlement, funding, withdrawals, and balance reconciliation.
  • •Provide feedback to product development based on US and Japanese equity back-office process domain knowledge, including input for settlement, FX, and custody workflows.
  • •Validate statutory reporting document specifications and accuracy, and verify customer tax-related requirements and off-ledger/client ledger structure inputs.

Pay and Benefits

Perks:EquityHealth Insurance

Key Requirements

  • •3+ years of back-office experience in US securities at a securities firm, especially settlement, FX, and custody.
  • •Knowledge of Japanese securities management and the differences between Japanese and US markets.
  • •Knowledge of off-ledger bookkeeping practices.
  • •Working understanding of client ledger structure and securities accounting.
  • •Knowledge of customer tax requirements and practical experience in regulatory reporting related to off-site monitoring.
Experience:3+ years
Certifications:JSDA Internal Control Manager
Languages:JapaneseEnglish

Company Brief

Alpaca
Provides developer-first APIs and brokerage infrastructure for algorithmic and automated stock trading, enabling fintechs and developers to build trading applications with commission-free market access and custody services.
Industry: Fintech Infrastructure
Company Size: Medium (51 to 250 employees)
Growth: Scaleup
Funding: Series C
Headquarters: San Mateo, United States
Founded: 2015
WebsiteLinkedIn