Alpaca

1 week ago

Japan Broker-Dealer Compliance Associate (Japan Based / Japanese Language Required)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 23 hours agoStatus: Live

Job Summary

Own broker-dealer back-office operations for customer securities across account opening, ongoing account management, and securities processing including settlement, funding/withdrawals, and balance reconciliation. Support system development by providing domain feedback on US/Japan equity back-office processes, settlement/FX/custody workflows, statutory reporting accuracy, customer tax requirements, and ledger/off-ledger bookkeeping inputs. Work primarily remotely in Japan with periodic in-office attendance for system access.

Location: Japan

Workplace: Remote

Employment Type: Full time

Job Function: Administration & Executive Assistance

Seniority: Mid level

Key Responsibilities

•Handle customer securities account opening, including anti-social force screening and due diligence.
•Perform ongoing customer account management.
•Manage and execute securities operations including settlement, funding, withdrawals, and balance reconciliation.
•Provide feedback to product development based on US and Japanese equity back-office process domain knowledge, including input for settlement, FX, and custody workflows.
•Validate statutory reporting document specifications and accuracy, and verify customer tax-related requirements and off-ledger/client ledger structure inputs.

Pay and Benefits

Perks:EquityHealth Insurance

Key Requirements

•3+ years of back-office experience in US securities at a securities firm, especially settlement, FX, and custody.
•Knowledge of Japanese securities management and the differences between Japanese and US markets.
•Knowledge of off-ledger bookkeeping practices.
•Working understanding of client ledger structure and securities accounting.
•Knowledge of customer tax requirements and practical experience in regulatory reporting related to off-site monitoring.

Experience:3+ years

Certifications:JSDA Internal Control Manager

Languages:JapaneseEnglish

Company Brief

Alpaca

Provides developer-first APIs and brokerage infrastructure for algorithmic and automated stock trading, enabling fintechs and developers to build trading applications with commission-free market access and custody services.

Industry: Fintech Infrastructure

Company Size: Medium (51 to 250 employees)

Growth: Scaleup

Funding: Series C

Headquarters: San Mateo, United States

Founded: 2015

Website LinkedIn

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Alpaca

1 week ago

Japan Broker-Dealer Compliance Associate (Japan Based / Japanese Language Required)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 23 hours agoStatus: Live

Job Summary

Location: Japan

Workplace: Remote

Employment Type: Full time

Job Function: Administration & Executive Assistance

Seniority: Mid level

Key Responsibilities

•Handle customer securities account opening, including anti-social force screening and due diligence.
•Perform ongoing customer account management.
•Manage and execute securities operations including settlement, funding, withdrawals, and balance reconciliation.
•Provide feedback to product development based on US and Japanese equity back-office process domain knowledge, including input for settlement, FX, and custody workflows.
•Validate statutory reporting document specifications and accuracy, and verify customer tax-related requirements and off-ledger/client ledger structure inputs.

Pay and Benefits

Perks:EquityHealth Insurance

Key Requirements

•3+ years of back-office experience in US securities at a securities firm, especially settlement, FX, and custody.
•Knowledge of Japanese securities management and the differences between Japanese and US markets.
•Knowledge of off-ledger bookkeeping practices.
•Working understanding of client ledger structure and securities accounting.
•Knowledge of customer tax requirements and practical experience in regulatory reporting related to off-site monitoring.

Experience:3+ years

Certifications:JSDA Internal Control Manager

Languages:JapaneseEnglish

Company Brief

Alpaca

Industry: Fintech Infrastructure

Company Size: Medium (51 to 250 employees)

Growth: Scaleup

Funding: Series C

Headquarters: San Mateo, United States

Founded: 2015

Website LinkedIn