Manager, Compliance Monitoring

First Abu Dhabi Bank
Abu Dhabi
Workplace: OnsiteFull timeFunction: Legal, Risk & ComplianceExperience: 3+ yearsEducation: bachelorsSkills: ["Stakeholder management","Risk-based thinking","Reporting","Issue remediation oversight","Thought leadership"]

Execute risk-based compliance monitoring reviews to assess whether controls effectively meet the bank’s Group Compliance policies and regulatory requirements. Lead monitoring across AML/CTF/CPF and sanctions processes (including transaction monitoring, screening, STR, and TBML), develop the annual monitoring plan and reporting, and track remediation actions. Escalate material non-compliance, provide governance committee updates, and help refine review methodologies and best practices across local and international stakeholders.

Loading

Loading job details...

Preparing the role view and application actions.

FursaFursa
First Abu Dhabi Bank
First Abu Dhabi Bank
1 day ago

Manager, Compliance Monitoring

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 12 hours agoStatus: Live

Job Summary

Execute risk-based compliance monitoring reviews to assess whether controls effectively meet the bank’s Group Compliance policies and regulatory requirements. Lead monitoring across AML/CTF/CPF and sanctions processes (including transaction monitoring, screening, STR, and TBML), develop the annual monitoring plan and reporting, and track remediation actions. Escalate material non-compliance, provide governance committee updates, and help refine review methodologies and best practices across local and international stakeholders.
Location: Abu Dhabi
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Manager level

Key Responsibilities

  • •Execute risk-based compliance monitoring reviews to assess control effectiveness against Group Compliance policies and regulatory requirements.
  • •Perform monitoring reviews covering AML/CTF/CPF and sanctions processes/risks, including alert closure, payment and name screening, suspicious transaction reporting, and TBML.
  • •Develop the annual compliance monitoring plan, monitoring schedules, working papers, and produce compliance monitoring reports while tracking remediation activity.
  • •Identify issues/gaps, recommend and agree remedial actions, and escalate events of material non-compliance or insufficiently mitigated risks to senior management.
  • •Contribute to compliance MI to governance committees, upload issues to the Compliance Issue Management System (CIMS), and refine monitoring methodologies with local and global colleagues.

Key Requirements

  • •Bachelor’s degree or higher in Management, Banking or Finance, preferably with specialization in compliance, corporate governance, risk management or internal audit.
  • •Minimum 3 years of experience in a reputed bank or auditing firm.
  • •Minimum 2 years of experience in compliance monitoring and testing activities or auditing.
  • •Knowledge of AML/CTF/CPF and Sanctions.
  • •Specialization in compliance, corporate governance, risk management or internal audit.
Experience:3+ years
Education:Bachelor's in Management, Banking or Finance
Skills:Stakeholder managementRisk-based thinkingReportingIssue remediation oversightThought leadership

Company Brief

First Abu Dhabi Bank
First Abu Dhabi Bank (FAB) is the UAE’s largest bank, offering retail, corporate, investment banking, wealth and Islamic banking services across multiple continents, formed by the 2017 merger of First Gulf Bank and National Bank of Abu Dhabi.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Abu Dhabi, United Arab Emirates
Founded: 2017
Glassdoor
Glassdoor: 3.5
WebsiteLinkedInGlassdoor