Business Regulatory and Conduct Risk Manager - Hang Seng Insurance - Hang Seng Bank (HK) (Mongkok, Kowloon, HK)

HSBC
Hong Kong
Full timeFunction: Legal, Risk & ComplianceExperience: 5+ yearsSkills: ["Communication","Stakeholder management","Influence","Analytical skills","Teamwork"]

Oversee line 1.5 of defense risk and controls for regulatory compliance, conduct risk, and regulatory reporting risk within Hang Seng Insurance. Assess and document exposures, drive control design and remediation, and maintain regulatory reporting governance including inventory and tooling. Monitor key conduct indicators and control effectiveness, escalate risks through governance forums, and support conduct promotion and monitoring programs. Build strong relationships with regulators and internal stakeholders in both English and Chinese.

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FursaFursa
HSBC
HSBC
18 hours ago

Business Regulatory and Conduct Risk Manager - Hang Seng Insurance - Hang Seng Bank (HK) (Mongkok, Kowloon, HK)

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Job Summary

Oversee line 1.5 of defense risk and controls for regulatory compliance, conduct risk, and regulatory reporting risk within Hang Seng Insurance. Assess and document exposures, drive control design and remediation, and maintain regulatory reporting governance including inventory and tooling. Monitor key conduct indicators and control effectiveness, escalate risks through governance forums, and support conduct promotion and monitoring programs. Build strong relationships with regulators and internal stakeholders in both English and Chinese.
Location: Hong Kong
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Manager level

Key Responsibilities

  • •Ensure regulatory compliance, conduct risk, and regulatory reporting risk exposures are assessed, documented, addressed through controls, action plans, and monitoring.
  • •Drive consistent control design/operation expectations, evidence standards, and timely remediation of control gaps.
  • •Steward regulatory reporting inventory by ensuring completeness, ownership clarity, submission cadence, and control coverage.
  • •Design entity-wise conduct promotion and monitoring programs to drive effective conduct culture.
  • •Maintain oversight of key conduct indicators and control effectiveness measures; ensure meaningful, timely, and action-oriented monitoring and escalation.

Key Requirements

  • •Minimum 5 years’ relevant experience in insurance or banking with exposure to compliance, risk management, internal controls, audit, and HK insurance/wealth regulations.
  • •Excellent communication skills to build effective relationships with local regulators and business lines/functions.
  • •Strong knowledge of risk and control methodologies, including risk and control assessment, control testing, and issue/incident management.
  • •Proven ability to design, assess, and improve controls, applying sound judgment on regulatory and Group policy requirements.
  • •Proficiency in both English and Chinese, with strong stakeholder management and influence skills.
Experience:5+ yearsInsuranceBankingRisk managementRegulatory complianceInternal controls
Skills:CommunicationStakeholder managementInfluenceAnalytical skillsTeamwork
Languages:EnglishChinese
Tech Stack:Risk and Control AssessmentControl testingIssue and Incident ManagementRegulatory Reporting Inventory

Company Brief

HSBC
Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: London, United Kingdom
Founded: 1865
Glassdoor
Glassdoor: 3.6
WebsiteLinkedIn