New Accounts - Retail Application Operations Associate I

Validate and screen client documentation for retail account openings under UK and US entities, following up on pending items and coordinating with Compliance to secure approvals. Perform regulatory checks including OFAC and World Checks, ensuring records are complete and accurate. You’ll work with an analytical, detail-oriented mindset in the New Accounts team, supporting a strong brokerage brand while developing operational excellence in global KYC documentation.