Compliance Officer

Support Chief Compliance Officers (CCOs) for multiple mutual fund and ETF series trusts, providing continuous compliance oversight for adviser and service-provider programs. Review and monitor adviser compliance program elements, documentation, and reporting, and prepare for annual due diligence visits (virtual or in-person) and Board reporting. Assist with trust board materials, certifications, quarterly adviser calls, fund/adviser onboarding/offboarding, and identify compliance gaps as needed.