Trade Surveillance Consultant

Capco
Orlando
Workplace: OnsiteFull timeUSD 66,000 - 72,000 annuallyFunction: Legal, Risk & ComplianceExperience: 5+ yearsEducation: bachelorsSkills: ["Stakeholder management","Communication","Time management","Analytical skills","Quality assurance"]

Serve as a subject matter expert for trade surveillance and monitoring programs, partnering with clients, surveillance product owners, and technology teams. Drive strategic improvement projects across global compliance monitoring frameworks, controls, and data quality. Develop performance metrics and reporting to optimize surveillance effectiveness, lead quality assurance across analyst reviews, and oversee surveillance data quality, issue/risk/change management to ensure systems remain accurate and aligned to evolving requirements.

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FursaFursa
Capco
Capco
1 week ago

Trade Surveillance Consultant

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Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 5 hours agoStatus: Live
Reposted: similar role first listed 2 weeks ago

Job Summary

Serve as a subject matter expert for trade surveillance and monitoring programs, partnering with clients, surveillance product owners, and technology teams. Drive strategic improvement projects across global compliance monitoring frameworks, controls, and data quality. Develop performance metrics and reporting to optimize surveillance effectiveness, lead quality assurance across analyst reviews, and oversee surveillance data quality, issue/risk/change management to ensure systems remain accurate and aligned to evolving requirements.
Location: Orlando
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Act as a key client contact and subject matter expert for trade surveillance and monitoring programs with surveillance product owners and technology teams.
  • •Drive strategic projects and continuous improvement initiatives across global compliance monitoring frameworks, controls, and best practices.
  • •Develop performance metrics, reporting, and analysis to identify opportunities to optimize surveillance controls, processes, and supporting data.
  • •Lead quality assurance across analyst reviews and identify priorities for surveillance training and development.
  • •Oversee surveillance data quality and support issue, risk, and change management to ensure surveillance systems operate effectively.

Pay and Benefits

Salary: USD 66,000 - 72,000 annually
Perks:Health InsuranceDentalVision401kCommuter BenefitsMaternity LeavePaternity LeaveChildcareLearning BudgetWellness StipendHsaFsa

Key Requirements

  • •5+ years of professional experience in trade surveillance or a front-office-facing role, with experience leading or managing teams.
  • •Strong knowledge of trade surveillance systems, processes, and controls, including monitoring effectiveness and calibrating applications such as NASDAQ SMARTS.
  • •Experience managing surveillance change processes and delivering business and functional requirements in line with governance frameworks.
  • •Strong written and verbal communication skills to work effectively with client, business, product, and technology stakeholders.
  • •Proficiency in Microsoft Office tools, particularly Excel and PowerPoint.
Experience:5+ yearsFinancial servicesTrade surveillanceCapital marketsFixed income
Education:Bachelor's
Skills:Stakeholder managementCommunicationTime managementAnalytical skillsQuality assurance
Tech Stack:NASD AQ SMARTSMicrosoft OfficeExcelPowerPoint

Company Brief

Capco
Global management and technology consultancy specializing in financial services. Capco advises banks, insurers, and capital markets firms on digital transformation, risk and compliance, technology implementation, and operational improvement, combining industry expertise with advisory and engineering capabilities.
Industry: Management Consulting
Company Size: Enterprise (1,001+ employees)
Growth: Established Company
Headquarters: London, United Kingdom
Founded: 1998
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