Open Accounts Associate II-Estates (16 Month FTC)

Interactive Brokers Group
Dublin
Workplace: OnsiteContractFunction: Legal, Risk & ComplianceExperience: 2+ yearsEducation: bachelorsSkills: ["Self-motivated","Analytical skills","Problem-solving","Collaboration","Organizational/time management"]

Review and validate estate documentation for deceased accounts, including probate and executor authorization materials. Coordinate the transfer or liquidation of securities and related instruments, ensuring correct handling of outstanding trades, margin positions, and corporate actions. Partner with legal counsel and compliance teams on complex or high-value estate matters, applying knowledge of regulations and risk-based decisions. Work independently in a small team while maintaining high quality and volume at speed.

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Interactive Brokers Group
Interactive Brokers Group
2 months ago

Open Accounts Associate II-Estates (16 Month FTC)

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Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 3 days agoStatus: Live
Reposted: similar role first listed 3 months ago

Job Summary

Review and validate estate documentation for deceased accounts, including probate and executor authorization materials. Coordinate the transfer or liquidation of securities and related instruments, ensuring correct handling of outstanding trades, margin positions, and corporate actions. Partner with legal counsel and compliance teams on complex or high-value estate matters, applying knowledge of regulations and risk-based decisions. Work independently in a small team while maintaining high quality and volume at speed.
Location: Dublin
Workplace: Onsite
Employment Type: Contract · 16 months
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Review and validate estate documentation, including death certificates, letters of testamentary, probate documents, and executor authorizations.
  • •Coordinate transfer or liquidation of securities, options, futures, and other financial instruments held in deceased accounts.
  • •Ensure proper handling of outstanding trades, margin positions, and corporate actions for deceased accounts.
  • •Liaise with legal counsel and compliance teams on complex or high-value estate matters.
  • •Deliver quality and volume with minimal supervision while working both independently and as part of a small team.

Key Requirements

  • •Degree or equivalent qualification/experience in Finance, Law or Engineering, or Certified Anti-Money Laundering Specialist (CAMS) or similar compliance accreditation.
  • •At least 2+ years’ experience in transaction monitoring for financial crimes, including domestic and international payment activities in a large broker or financial institution with a European client base or EU regulator.
  • •Experience identifying red flags/typologies associated with financial crimes.
  • •Experience using SQL (or similar) to query relevant activity (advantageous).
  • •Good knowledge of local regulations and European Directives for documenting risk-based decisions regarding potentially suspicious activity.
Experience:2+ yearsFinancial crimesTransaction monitoringFinancial services
Education:Bachelor's
Skills:Self-motivatedAnalytical skillsProblem-solvingCollaborationOrganizational/time management
Certifications:CAMS
Languages:FrenchGermanSpanish
Tech Stack:SQL

Company Brief

Interactive Brokers Group
Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.
Industry: Trading Platforms
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Greenwich, United States
Founded: 1977
WebsiteLinkedIn