SLG First Line Compliance Lead

FB Financial
United States
Workplace: OnsiteFull timeFunction: Legal, Risk & ComplianceExperience: 7+ yearsEducation: certificationSkills: ["Coaching","Communication","Relationship building","Risk management"]

Lead FirstBank’s First Line Compliance efforts by partnering with Corporate Compliance, Risk Management, and business leaders to identify and mitigate regulatory compliance risk. Advise on complex regulatory matters, oversee quality control testing and risk/control inventory input, track emerging risks and remediation progress, and support consumer complaint response. Coach and supervise First Line Compliance personnel as needed, while improving compliant operational efficiency and reporting.

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FB Financial
FB Financial
2 days ago

SLG First Line Compliance Lead

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Last checked: 21 minutes agoStatus: Live

Job Summary

Lead FirstBank’s First Line Compliance efforts by partnering with Corporate Compliance, Risk Management, and business leaders to identify and mitigate regulatory compliance risk. Advise on complex regulatory matters, oversee quality control testing and risk/control inventory input, track emerging risks and remediation progress, and support consumer complaint response. Coach and supervise First Line Compliance personnel as needed, while improving compliant operational efficiency and reporting.
Location: United States
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Manager level

Key Responsibilities

  • •Advise business units on critical and complex regulatory matters to enhance compliance across processes and practices.
  • •Initiate and lead compliance risk mitigation activities, providing status updates and immediate communication of issues to the FLC Manager.
  • •Oversee and report emerging risks, control effectiveness, compliance risk exposure, and mitigation efforts.
  • •Provide oversight and direction for First Line Compliance Quality Control (QC) Testing Calendar and input to the Risk and Control Inventory.
  • •Support consumer complaint response as needed and ensure appropriate complaint resolution timelines through monitoring and reporting.

Key Requirements

  • •7+ years of banking regulatory compliance experience, with advanced knowledge of Federal and State regulations for consumer lending.
  • •Proven ability to convey complex regulatory requirements clearly and concisely to business stakeholders.
  • •Experience building and creating processes, procedures, and reporting for compliance programs.
  • •Experience leading teams, coaching/mentoring peers, and leading projects or initiatives with direct reports.
  • •CRCM or similar certification required; Reg. Z, Reg. X, ECOA, HMDA, and UDAAP knowledge is highly preferred.
Experience:7+ yearsBankingConsumer lendingRegulatory compliance
Education:Certification / Diploma
Skills:CoachingCommunicationRelationship buildingRisk management
Certifications:CRCM

Company Brief

FB Financial
FB Financial (FirstBank) is a regional bank offering consumer and commercial banking services, including deposits, lending, mortgage, and wealth management solutions to individuals and businesses across its branch footprint.
Industry: Banking
Growth: Established Company
Headquarters: Nashville, United States
Website