Branch Compliance Manager UK

U.S. Bancorp
London
Workplace: HybridFull timeFunction: Legal, Risk & ComplianceExperience: 6+ yearsEducation: bachelorsSkills: ["Excellent communication","Project management","Stakeholder management","Ability to influence","Collaboration"]

Lead the implementation and ongoing maintenance of the UK branch compliance and risk assessment framework, including design and delivery to support Third Country Branch status. Serve as a key contact with local regulatory bodies and support deployment of compliance and conduct risk programs. Facilitate Second Line of Defence assurance and monitoring, advise branch management through guidance and training, and prepare compliance reporting while tracking regulatory developments and supporting centralized group compliance projects.

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FursaFursa
U.S. Bancorp
U.S. Bancorp
6 hours ago

Branch Compliance Manager UK

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Source: Company careers pageValidated by: Fursa AI
Last checked: 6 hours agoStatus: Live

Job Summary

Lead the implementation and ongoing maintenance of the UK branch compliance and risk assessment framework, including design and delivery to support Third Country Branch status. Serve as a key contact with local regulatory bodies and support deployment of compliance and conduct risk programs. Facilitate Second Line of Defence assurance and monitoring, advise branch management through guidance and training, and prepare compliance reporting while tracking regulatory developments and supporting centralized group compliance projects.
Location: London
Workplace: Hybrid
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Manager level

Key Responsibilities

  • •Lead the implementation and maintenance of the USBE corporate compliance and risk assessment framework for the UK branch.
  • •Design and deliver risk and compliance frameworks to support Third Country Branch status for USBE in the UK.
  • •Assist in the deployment and operation of the Bank’s Compliance and Conduct Risk programs, including regulatory change, risk and compliance assessments.
  • •Act as a designated point of contact with local regulatory bodies in conjunction with the USBE Regulatory Affairs team.
  • •Promote a culture of compliance in the branch through active engagement, providing compliance advice, guidance, and training; also prepare compliance reports and monitor regulatory developments.

Key Requirements

  • •Third level qualification (degree or similar) in a relevant subject (e.g., law, business, finance) and/or Masters and/or relevant professional qualifications would be an advantage.
  • •6+ years experience in a Compliance role within Financial Services, preferably within a Credit Institution, Payment Services firm, or MiFID Investment Firm.
  • •Experience of the UK regulatory regime and proven experience of regulatory engagement at senior level.
  • •Knowledge of key compliance and regulatory topics, including Deposit taking, PSD 2, MiFID II and CASS.
  • •History of practical application of Compliance risk management practices.
Experience:6+ yearsFinancial servicesCredit institutionsPayment servicesMiFID investment firms
Education:Bachelor's
Skills:Excellent communicationProject managementStakeholder managementAbility to influenceCollaboration
Tech Stack:ComplianceRisk assessment frameworkPSD 2MiFID IICASSSecond Line of DefenceRegulatory change

Company Brief

U.S. Bancorp
U.S. Bancorp is the parent company of U.S. Bank, providing consumer, business, and institutional banking services including lending, payments, treasury management, wealth management, and merchant solutions across the United States.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Minneapolis, United States
Founded: 1863
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