HSBC

1 day ago

AVP, Regulatory Compliance and Tax Risk, IWPB BRR Utility (Bangalore, KA, IN, 560103)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 7 hours agoStatus: Live

Job Summary

Support the identification, assessment, and management of regulatory and tax risks by translating requirements into practical operational controls. Help deliver regulatory compliance and tax risk frameworks through monitoring, thematic reviews, and read-across follow-up. Assist in oversight of key risks such as market abuse, cross-border issues, and competition law, including governance of licensing and cross-border activities. Contribute to product governance and regulatory change implementation via horizon scanning and impact assessment.

Location: Bengaluru

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Sr. Director level

Key Responsibilities

•Support identification, assessment, and management of regulatory and tax risks, translating obligations into operational controls within the first line of defense.
•Help deliver regulatory compliance and tax risk frameworks, including monitoring, thematic reviews, and read-across exercises with tracking and follow-up.
•Assist in oversight of specific risks such as Market Abuse, Cross-Border, Personal Account Dealing, Volcker Rule, Competition Law, Conflicts of Interest, and Common Reporting Standard controls.
•Support governance of cross-border activities and regulatory/licensing risks, ensuring alignment with jurisdictional requirements.
•Contribute to product governance and regulatory change implementation through horizon scanning, impact assessment, and tracking key regulatory developments.

Key Requirements

•6+ years’ experience in regulatory tax compliance, risk management, business analysis, or a related control function within financial services.
•Strong understanding of risk management and the role of the first line of defense.
•Experience translating regulatory or business requirements into practical processes, controls, or system workflows.
•Strong analytical thinking with attention to detail, stakeholder management, and strong written and verbal communication skills.
•Background in business analysis, including requirements gathering, process mapping, or workflow design; experience with regulatory/tax systems or workflow tools.

Experience:6+ yearsFinancial servicesWealth managementPrivate bankingRetail banking

Skills:Analytical thinkingAttention to detailStakeholder managementWritten communicationVerbal communication

Company Brief

HSBC

Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn

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HSBC

1 day ago

AVP, Regulatory Compliance and Tax Risk, IWPB BRR Utility (Bangalore, KA, IN, 560103)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 7 hours agoStatus: Live

Job Summary

Location: Bengaluru

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Sr. Director level

Key Responsibilities

•Support identification, assessment, and management of regulatory and tax risks, translating obligations into operational controls within the first line of defense.
•Help deliver regulatory compliance and tax risk frameworks, including monitoring, thematic reviews, and read-across exercises with tracking and follow-up.
•Assist in oversight of specific risks such as Market Abuse, Cross-Border, Personal Account Dealing, Volcker Rule, Competition Law, Conflicts of Interest, and Common Reporting Standard controls.
•Support governance of cross-border activities and regulatory/licensing risks, ensuring alignment with jurisdictional requirements.
•Contribute to product governance and regulatory change implementation through horizon scanning, impact assessment, and tracking key regulatory developments.

Key Requirements

•6+ years’ experience in regulatory tax compliance, risk management, business analysis, or a related control function within financial services.
•Strong understanding of risk management and the role of the first line of defense.
•Experience translating regulatory or business requirements into practical processes, controls, or system workflows.
•Strong analytical thinking with attention to detail, stakeholder management, and strong written and verbal communication skills.
•Background in business analysis, including requirements gathering, process mapping, or workflow design; experience with regulatory/tax systems or workflow tools.

Experience:6+ yearsFinancial servicesWealth managementPrivate bankingRetail banking

Skills:Analytical thinkingAttention to detailStakeholder managementWritten communicationVerbal communication

Company Brief

HSBC

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn