HSBC

1 month ago

VP Regulatory Compliance, WPB (Taipei, Taipei City, TW, 11561)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 1 hour agoStatus: Live

Job Summary

Senior executive responsible for identifying, assessing and mitigating regulatory compliance risks for HSBC’s Taiwan operations; provides timely, high-quality compliance advice to covered businesses, oversees key policies and systems, and balances regulatory requirements with business objectives to safeguard clients and the bank.

Location: Taipei

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Sr. Director level

Key Responsibilities

•Provide business advisory support to maintain an effective control framework and ensure compliance with external regulations, internal policies/codes, and market practices across relevant business areas.
•Support the Head of Regulatory Compliance, IWPB in overseeing key compliance policies, standards, and systems for Taiwan, managing Group Regulatory Compliance risk in a practical and cost-effective way.
•Help proactively identify emerging Regulatory Compliance risks and assess impacts on the Taiwan business model.
•Deliver compliance advice to ensure the business understands risk exposure across clients, transactions, and products.
•Support leadership in balancing regulatory and stakeholder expectations with business objectives, considering political, regulatory, reputational, and customer/shareholder impacts.

Key Requirements

•Broad experience across Regulatory Compliance risk disciplines within the financial services industry, with strong strategic thinking capability.
•Excellent communication and interpersonal skills, with proven experience engaging senior executives and the ability to articulate risk management and policy requirements in clear business terms.
•Demonstrated ability to develop practical, proportionate and cost-effective solutions to complex issues.
•Strong experience managing regulatory matters, with confidence and credibility in interactions with regulators.
•Proven ability to interpret and analyse large volumes of information and/or data, and to provide clear, concise summaries and insights for management decision-making.

Experience:Financial servicesRegulatory compliance

Skills:CommunicationInterpersonal skillsStakeholder managementProblem-solvingAnalytical thinking

Company Brief

HSBC

Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn

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HSBC

1 month ago

VP Regulatory Compliance, WPB (Taipei, Taipei City, TW, 11561)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 1 hour agoStatus: Live

Job Summary

Location: Taipei

Workplace: Onsite

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Sr. Director level

Key Responsibilities

•Provide business advisory support to maintain an effective control framework and ensure compliance with external regulations, internal policies/codes, and market practices across relevant business areas.
•Support the Head of Regulatory Compliance, IWPB in overseeing key compliance policies, standards, and systems for Taiwan, managing Group Regulatory Compliance risk in a practical and cost-effective way.
•Help proactively identify emerging Regulatory Compliance risks and assess impacts on the Taiwan business model.
•Deliver compliance advice to ensure the business understands risk exposure across clients, transactions, and products.
•Support leadership in balancing regulatory and stakeholder expectations with business objectives, considering political, regulatory, reputational, and customer/shareholder impacts.

Key Requirements

•Broad experience across Regulatory Compliance risk disciplines within the financial services industry, with strong strategic thinking capability.
•Excellent communication and interpersonal skills, with proven experience engaging senior executives and the ability to articulate risk management and policy requirements in clear business terms.
•Demonstrated ability to develop practical, proportionate and cost-effective solutions to complex issues.
•Strong experience managing regulatory matters, with confidence and credibility in interactions with regulators.
•Proven ability to interpret and analyse large volumes of information and/or data, and to provide clear, concise summaries and insights for management decision-making.

Experience:Financial servicesRegulatory compliance

Skills:CommunicationInterpersonal skillsStakeholder managementProblem-solvingAnalytical thinking

Company Brief

HSBC

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn