Interactive Brokers Group

3 weeks ago

Compliance - Analyst - AML Surveillance

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 10 hours agoStatus: Live

Job Summary

Conduct AML/EDD financial intelligence surveillance for client activity, analyzing transactions to identify potential money laundering and terrorist financing offenses. Execute investigations with risk-based rationales, document findings in a case management tool, and meet quality and KPI benchmarks. Collaborate with regional surveillance partners and 1LOD escalations, support work paper and documentation standards, and help respond to FIU-related external information requests.

Location: Montreal

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Mid level

Key Responsibilities

•Conduct ongoing AML surveillance and investigations of client activities and support escalations of material activity.
•Review client profiles and activity history to determine rationale for identified transactions.
•Document concise, consistent, risk-based rationales and meet quality and KPI benchmarks.
•Respond to queries and escalations from the 1LOD.
•Support documentation standards (work paper templates), knowledge sharing, and external FIU-related information requests.

Pay and Benefits

Equity and Bonus:Equity

Perks:Health InsuranceDentalVisionRrsp MatchingAnnual BonusEquityLearning BudgetMeal Allowance

Key Requirements

•2+ years of experience in transaction monitoring for ML/TF risk and financial crimes, including domestic and international payment activities, preferably in a securities dealer, financial institution, or SRO.
•Experience identifying red flags/typologies associated with financial crimes.
•Experience filing Suspicious Transaction Reports (STRs) and as a Gatekeeper.
•Ability to understand and break down trading strategies.
•A university/college degree (Finance, Accounting, Math, Computer Science, or Law) and CIRO Supervisor registration (or ability to complete the Supervisors Exam within 6 months); ACAMS/CFCS (or similar) accreditation (or ability to complete within 1 year).

Experience:2+ yearsFinancial servicesAMLTransaction monitoringFinancial crimePaymentsSecurities

Education:Bachelor's in Finance, Accounting, Math, Computer Science or Law

Skills:Self-motivatedAnalytical thinkingProblem-solvingCollaborationOrganizational and time management

Licenses:CIRO Supervisor

Certifications:ACAMSCFCS

Languages:English

Tech Stack:Case management toolMS OfficeDesktop applications

Company Brief

Interactive Brokers Group

Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn

Loading job details...

Preparing the role view and application actions.

Interactive Brokers Group

3 weeks ago

Compliance - Analyst - AML Surveillance

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 10 hours agoStatus: Live

Job Summary

Location: Montreal

Workplace: Hybrid

Employment Type: Full time

Job Function: Legal, Risk & Compliance

Seniority: Mid level

Key Responsibilities

•Conduct ongoing AML surveillance and investigations of client activities and support escalations of material activity.
•Review client profiles and activity history to determine rationale for identified transactions.
•Document concise, consistent, risk-based rationales and meet quality and KPI benchmarks.
•Respond to queries and escalations from the 1LOD.
•Support documentation standards (work paper templates), knowledge sharing, and external FIU-related information requests.

Pay and Benefits

Equity and Bonus:Equity

Perks:Health InsuranceDentalVisionRrsp MatchingAnnual BonusEquityLearning BudgetMeal Allowance

Key Requirements

•2+ years of experience in transaction monitoring for ML/TF risk and financial crimes, including domestic and international payment activities, preferably in a securities dealer, financial institution, or SRO.
•Experience identifying red flags/typologies associated with financial crimes.
•Experience filing Suspicious Transaction Reports (STRs) and as a Gatekeeper.
•Ability to understand and break down trading strategies.
•A university/college degree (Finance, Accounting, Math, Computer Science, or Law) and CIRO Supervisor registration (or ability to complete the Supervisors Exam within 6 months); ACAMS/CFCS (or similar) accreditation (or ability to complete within 1 year).

Experience:2+ yearsFinancial servicesAMLTransaction monitoringFinancial crimePaymentsSecurities

Education:Bachelor's in Finance, Accounting, Math, Computer Science or Law

Skills:Self-motivatedAnalytical thinkingProblem-solvingCollaborationOrganizational and time management

Licenses:CIRO Supervisor

Certifications:ACAMSCFCS

Languages:English

Tech Stack:Case management toolMS OfficeDesktop applications

Company Brief

Interactive Brokers Group

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn