Alpaca

3 months ago

Brokerage Operations Manager - Saudi

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 23 hours agoStatus: Live

Job Summary

Join a Fintech startup as Brokerage Operations Manager to monitor customer margin and option risk in real time, ensure regulatory compliance (Regulation T, FINRA 4210), manage margin calls and option expirations, and drive process improvements within a collaborative broker-dealer team delivering high-quality client service.

Location: Saudi Arabia

Workplace: Remote

Employment Type: Full time

Job Function: Business Operations

Seniority: Manager level

Key Responsibilities

•Monitor customer activity in near-real-time to manage trading exposure in margin and options.
•Review daily reporting and take appropriate action for exceptions.
•Follow Federal Reserve Regulation T and FINRA Rule 4210 when processing margin calls.
•Perform option expiration processes and risk mitigation.
•Ad hoc duties and projects as assigned.

Pay and Benefits

Perks:EquityHealth InsuranceHome-officeMonthly Stipend

Key Requirements

•3+ years of brokerage operations experience
•Series 7 and 63 required (Series 4 preferred or able to obtain within 3 months)
•Strong attention to detail, accuracy and reliability in a fast-paced environment
•Experience with FINRA and OCC regulations and systems
•Ability to work well in a team and adapt to changing regulatory environment

Experience:3+ yearsBrokerage operationsFintechBroker-dealer

Skills:Attention to detailTeamworkRegulatory complianceRisk managementCustomer service

Certifications:Series 7Series 63Series 4

Languages:English

Company Brief

Alpaca

Provides developer-first APIs and brokerage infrastructure for algorithmic and automated stock trading, enabling fintechs and developers to build trading applications with commission-free market access and custody services.

Industry: Fintech Infrastructure

Company Size: Medium (51 to 250 employees)

Growth: Scaleup

Funding: Series C

Headquarters: San Mateo, United States

Founded: 2015

Website LinkedIn

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Alpaca

3 months ago

Brokerage Operations Manager - Saudi

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 23 hours agoStatus: Live

Job Summary

Location: Saudi Arabia

Workplace: Remote

Employment Type: Full time

Job Function: Business Operations

Seniority: Manager level

Key Responsibilities

•Monitor customer activity in near-real-time to manage trading exposure in margin and options.
•Review daily reporting and take appropriate action for exceptions.
•Follow Federal Reserve Regulation T and FINRA Rule 4210 when processing margin calls.
•Perform option expiration processes and risk mitigation.
•Ad hoc duties and projects as assigned.

Pay and Benefits

Perks:EquityHealth InsuranceHome-officeMonthly Stipend

Key Requirements

•3+ years of brokerage operations experience
•Series 7 and 63 required (Series 4 preferred or able to obtain within 3 months)
•Strong attention to detail, accuracy and reliability in a fast-paced environment
•Experience with FINRA and OCC regulations and systems
•Ability to work well in a team and adapt to changing regulatory environment

Experience:3+ yearsBrokerage operationsFintechBroker-dealer

Skills:Attention to detailTeamworkRegulatory complianceRisk managementCustomer service

Certifications:Series 7Series 63Series 4

Languages:English

Company Brief

Alpaca

Industry: Fintech Infrastructure

Company Size: Medium (51 to 250 employees)

Growth: Scaleup

Funding: Series C

Headquarters: San Mateo, United States

Founded: 2015

Website LinkedIn