Brokerage Operations Manager - Saudi

Alpaca
Saudi Arabia
Workplace: RemoteFull timeFunction: Business OperationsExperience: 3+ yearsSkills: ["Attention to detail","Teamwork","Regulatory compliance","Risk management","Customer service"]

Join a Fintech startup as Brokerage Operations Manager to monitor customer margin and option risk in real time, ensure regulatory compliance (Regulation T, FINRA 4210), manage margin calls and option expirations, and drive process improvements within a collaborative broker-dealer team delivering high-quality client service.

Loading

Loading job details...

Preparing the role view and application actions.

FursaFursa
Alpaca
Alpaca
5 months ago

Brokerage Operations Manager - Saudi

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 17 hours agoStatus: Live

Job Summary

Join a Fintech startup as Brokerage Operations Manager to monitor customer margin and option risk in real time, ensure regulatory compliance (Regulation T, FINRA 4210), manage margin calls and option expirations, and drive process improvements within a collaborative broker-dealer team delivering high-quality client service.
Location: Saudi Arabia
Workplace: Remote
Employment Type: Full time
Job Function: Business Operations
Seniority: Manager level

Key Responsibilities

  • •Monitor customer activity in near-real-time to manage trading exposure in margin and options.
  • •Review daily reporting and take appropriate action for exceptions.
  • •Follow Federal Reserve Regulation T and FINRA Rule 4210 when processing margin calls.
  • •Perform option expiration processes and risk mitigation.
  • •Ad hoc duties and projects as assigned.

Pay and Benefits

Perks:EquityHealth InsuranceHome-officeMonthly Stipend

Key Requirements

  • •3+ years of brokerage operations experience
  • •Series 7 and 63 required (Series 4 preferred or able to obtain within 3 months)
  • •Strong attention to detail, accuracy and reliability in a fast-paced environment
  • •Experience with FINRA and OCC regulations and systems
  • •Ability to work well in a team and adapt to changing regulatory environment
Experience:3+ yearsBrokerage operationsFintechBroker-dealer
Skills:Attention to detailTeamworkRegulatory complianceRisk managementCustomer service
Certifications:Series 7Series 63Series 4
Languages:English

Company Brief

Alpaca
Provides developer-first APIs and brokerage infrastructure for algorithmic and automated stock trading, enabling fintechs and developers to build trading applications with commission-free market access and custody services.
Industry: Fintech Infrastructure
Company Size: Medium (51 to 250 employees)
Growth: Scaleup
Funding: Series C
Headquarters: San Mateo, United States
Founded: 2015
WebsiteLinkedIn