Manager - Enforcement

Abu Dhabi Global Market
Abu Dhabi
Workplace: OnsiteFull timeFunction: Government Affairs & Public PolicyExperience: 8+ yearsEducation: bachelorsSkills: ["Communication","Interpersonal","Presentation","Leadership","Problem-solving"]

Lead investigations and regulatory actions for the FSRA within ADGM, overseeing complaints, referrals, and complex investigations into potential contraventions. Manage cross-functional teams and collaborate with internal/external regulators to enforce rules, develop enforcement strategies, and deliver high-quality briefs and recommendations for enforcement actions.

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FursaFursa
Abu Dhabi Global Market
Abu Dhabi Global Market
3 months ago

Manager - Enforcement

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Source: Company careers pageValidated by: Fursa AI
Last checked: 11 hours agoStatus: Live

Job Summary

Lead investigations and regulatory actions for the FSRA within ADGM, overseeing complaints, referrals, and complex investigations into potential contraventions. Manage cross-functional teams and collaborate with internal/external regulators to enforce rules, develop enforcement strategies, and deliver high-quality briefs and recommendations for enforcement actions.
Location: Abu Dhabi
Workplace: Onsite
Employment Type: Full time
Job Function: Government Affairs & Public Policy
Seniority: Manager level

Key Responsibilities

  • •Conduct regulatory investigations, referral assessments, complaints assessments, mutual assistance matters and regulatory action proceedings.
  • •Manage and conduct complex investigations into suspected contraventions of FSRA regulations and rules; prepare briefs of evidence and recommendations for regulatory action.
  • •Prepare detailed progress reports, assessment reports and briefs of evidence; collaborate with FSRA Legal on regulatory action proceedings.
  • •Assist in developing and delivering the Enforcement Department’s strategy and operational plan; contribute to policy development and procedures.
  • •Engage with internal and external stakeholders (UAE and international regulators) to exchange information and coordinate cross-border investigations.

Key Requirements

  • •Bachelor's or Master's degree in law, forensic accounting, or a relevant discipline; professional certifications in anti-money laundering and fraud prevention preferred.
  • •Minimum 8-10+ years of regulatory enforcement and/or investigation experience, or a combination of regulatory, law enforcement or industry experience in virtual assets investigations.
  • •Sound knowledge of regulatory enforcement practices and financial services regulation; ability to conduct complex investigations.
  • •Proven ability to prepare formal recommendations, briefs of evidence, and to pursue regulatory action; strong stakeholder management.
  • •Excellent written and oral English skills; proficiency in Arabic would be an advantage; ability to build and manage complex stakeholder relationships.
Experience:8+ yearsRegulatory enforcementFinancial servicesVirtual assets
Education:Bachelor's
Skills:CommunicationInterpersonalPresentationLeadershipProblem-solving
Certifications:AMLCryptocurrency forensics
Languages:English

Company Brief

Abu Dhabi Global Market
Abu Dhabi Global Market (ADGM) is Abu Dhabi’s international financial centre and free zone, providing a common-law regulatory framework, licensing, and services for financial and non-financial institutions to operate across Al Maryah and Al Reem Islands.
Industry: Public Sector Agencies
Company Size: Large (251 to 1,000 employees)
Growth: Government & Public Sector
Funding: Government Funded
Headquarters: Abu Dhabi, United Arab Emirates
Founded: 2013
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