Principal Analyst, Capital Markets & Risks

Discover Financial
United States
Workplace: OnsiteFull timeUSD 131,300 - 149,800 annuallyFunction: Legal, Risk & ComplianceExperience: 3+ yearsEducation: bachelorsSkills: ["Critical thinking","Analytical skills","Proactive problem solving","Communication","Presentation","Organizational skills","Self-starter","Ability to operate autonomously"]

Drive SOX Advisory work within Finance Risk Management by leading risk management activities across one or more lines of business. Perform risk assessment, control design and testing, deficiency analysis, reporting, and quarterly certifications. Coordinate across business process owners, risk teams, internal/external auditors, and executives to communicate risks and remediation actions. Support regulatory change management and technology/control transformation, while analyzing and reporting control performance metrics to senior leadership.

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FursaFursa
Discover Financial
Discover Financial
1 week ago

Principal Analyst, Capital Markets & Risks

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Last checked: 11 hours agoStatus: Live

Job Summary

Drive SOX Advisory work within Finance Risk Management by leading risk management activities across one or more lines of business. Perform risk assessment, control design and testing, deficiency analysis, reporting, and quarterly certifications. Coordinate across business process owners, risk teams, internal/external auditors, and executives to communicate risks and remediation actions. Support regulatory change management and technology/control transformation, while analyzing and reporting control performance metrics to senior leadership.
Location: United States
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Lead one or more lines of business through end-to-end risk management: scoping, risk assessment, control design, testing, deficiency analysis, reporting, and quarterly certifications.
  • •Liaise across business process performers, risk offices, internal/external auditors, and accountable executives to communicate risks/issues and recommended remediation.
  • •Collaborate on issue/event investigations, root cause analysis, and suggested remediation actions, and guide teams to remediate process breakdowns.
  • •Support and facilitate process level risk assessments across business partner teams.
  • •Provide regulatory change management and risk advisory support for major projects, including assessing potential control changes and reporting control performance metrics.

Pay and Benefits

Salary: USD 131,300 - 149,800 annually

Key Requirements

  • •Bachelor's Degree or military experience.
  • •At least 3 years of experience in Accounting, Financial Reporting, Internal Controls, Audit, or a combination.
  • •4+ years of experience in Auditing and Control Evaluations (preferred).
  • •3+ years of experience in SOX controls at a Big Four Accounting Firm (preferred).
  • •CPA, CIA, CISA, or equivalent certification (preferred).
Experience:3+ years
Education:Bachelor's
Skills:Critical thinkingAnalytical skillsProactive problem solvingCommunicationPresentationOrganizational skillsSelf-starterAbility to operate autonomously
Certifications:CPACertified Internal Auditor (CIA)Certified Information Systems Auditor (CISA)

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

Discover Financial
Provides consumer banking products, credit cards, personal loans, and payment services through the Discover brand. It operates a major U.S. financial network and serves individuals and merchants with lending and digital payment solutions.
Industry: Retail Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 10M to 25M
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Riverwoods, United States
Founded: 1985
WebsiteLinkedIn