Senior Compliance Analyst - FIU

Interactive Brokers Group
Chicago
Workplace: HybridFull timeFunction: Legal, Risk & ComplianceExperience: 4-8 yearsEducation: bachelorsSkills: ["Analytical","Communication","Detail-oriented","Organizational","Problem-solving"]

Investigate and review client accounts and transactions to identify potential money laundering, terrorist financing, or other financial crimes. Analyze complex datasets and transaction patterns, prepare detailed case files and written reports, and coordinate with internal stakeholders to escalate concerns. Monitor activity against internal procedures and regulatory expectations while staying current on AML/CFT rules, emerging financial crime trends, and best practices.

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Interactive Brokers Group
Interactive Brokers Group
4 months ago

Senior Compliance Analyst - FIU

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI
Last checked: 4 days agoStatus: Live
Reposted: similar role first listed 1 year ago

Job Summary

Investigate and review client accounts and transactions to identify potential money laundering, terrorist financing, or other financial crimes. Analyze complex datasets and transaction patterns, prepare detailed case files and written reports, and coordinate with internal stakeholders to escalate concerns. Monitor activity against internal procedures and regulatory expectations while staying current on AML/CFT rules, emerging financial crime trends, and best practices.
Location: Chicago
Workplace: Hybrid
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Mid level

Key Responsibilities

  • •Conduct investigations and reviews of client accounts and transactions for potential financial crime.
  • •Analyze client profiles and transaction patterns to detect inconsistencies, anomalies, and red flags.
  • •Prepare clear case files and written reports to support findings and decisions.
  • •Collaborate with internal stakeholders to gather information and escalate concerns.
  • •Monitor and document activity following internal procedures and regulatory expectations.

Pay and Benefits

Perks:401kHealth InsuranceDentalVisionPaid ParentalLife InsuranceDisability CoverageFlexible SpendingGym MembershipMeal AllowanceEmployee AssistanceRemote Work

Key Requirements

  • •4–8+ years of experience in AML investigations or related financial crime roles
  • •Strong analytical and quantitative skills to assess large volumes of information
  • •Comfort navigating complex systems and using data tools with high technical proficiency
  • •Excellent written and verbal communication skills for drafting investigative narratives and reports
  • •Relevant certifications or FINRA licenses (e.g., ACAMS, CFE, CFCS, Series 7) are a plus
Experience:4-8 yearsAML investigationsFinancial crime
Education:Bachelor's
Skills:AnalyticalCommunicationDetail-orientedOrganizationalProblem-solving
Licenses:FINRA
Certifications:ACAMSCFECFCSSeries 7FINRA
Tech Stack:ComputersTechnologyData tools

Company Brief

Interactive Brokers Group
Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.
Industry: Trading Platforms
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Greenwich, United States
Founded: 1977
WebsiteLinkedIn