HSBC

2 weeks ago

Vice President Risk and Compliance Assurance (New York, NY, US, 10001)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 23 hours agoStatus: Live

Job Summary

Lead risk-based assurance reviews for First Line of Defence activities, ensuring processes and outcomes align with laws, regulations, HSBC standards, and compliance controls. Own end-to-end review planning, fieldwork/testing, reporting, and issue management, and perform effective 2LOD challenge including residual risk and coverage gaps. Drive deep-dive and thematic reviews, produce stakeholder-ready reports, and partner with automation/analytics specialists for forensic testing of large data sets.

Location: New York

Workplace: Onsite

Employment Type: Full time

Job Function: Executive & General Management

Seniority: Sr. Director level

Key Responsibilities

•Lead assigned assurance reviews end-to-end to ensure timely, high-quality execution.
•Develop review strategies to evaluate whether business controls meet requirements.
•Provide effective 2LOD challenge of 1LOD risk and control activities, including residual risk and coverage gaps.
•Identify potential compliance issues using regulatory compliance SME knowledge.
•Produce review reports for stakeholders and partner with automation/analytics specialists to enable forensic testing on large data sets.

Pay and Benefits

Perks:Wellness Stipend

Key Requirements

•Lead assigned assurance reviews end-to-end, including planning/scoping, fieldwork/testing, reporting, and issue management.
•Develop actionable review strategies to assess whether business controls meet regulatory and policy requirements.
•Provide effective 2LOD challenge of 1LOD risk and control activities, including assessing residual risk and coverage gaps.
•Use SME regulatory compliance knowledge to identify potential compliance issues from the Bank’s business activities.
•Apply strong knowledge of markets trading and investment banking products, rules and regulations, including awareness of relevant legal entity requirements.

Skills:Stakeholder managementAnalytical thinkingRisk assessmentRegulatory compliance expertiseProblem identification

Tech Stack:AutomationAnalytics

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

HSBC

Global banking and financial services organisation offering retail, commercial, corporate and investment banking, wealth management, and global markets services across Europe, Asia, the Americas and the Middle East.

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn

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HSBC

2 weeks ago

Vice President Risk and Compliance Assurance (New York, NY, US, 10001)

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 23 hours agoStatus: Live

Job Summary

Location: New York

Workplace: Onsite

Employment Type: Full time

Job Function: Executive & General Management

Seniority: Sr. Director level

Key Responsibilities

•Lead assigned assurance reviews end-to-end to ensure timely, high-quality execution.
•Develop review strategies to evaluate whether business controls meet requirements.
•Provide effective 2LOD challenge of 1LOD risk and control activities, including residual risk and coverage gaps.
•Identify potential compliance issues using regulatory compliance SME knowledge.
•Produce review reports for stakeholders and partner with automation/analytics specialists to enable forensic testing on large data sets.

Pay and Benefits

Perks:Wellness Stipend

Key Requirements

•Lead assigned assurance reviews end-to-end, including planning/scoping, fieldwork/testing, reporting, and issue management.
•Develop actionable review strategies to assess whether business controls meet regulatory and policy requirements.
•Provide effective 2LOD challenge of 1LOD risk and control activities, including assessing residual risk and coverage gaps.
•Use SME regulatory compliance knowledge to identify potential compliance issues from the Bank’s business activities.
•Apply strong knowledge of markets trading and investment banking products, rules and regulations, including awareness of relevant legal entity requirements.

Skills:Stakeholder managementAnalytical thinkingRisk assessmentRegulatory compliance expertiseProblem identification

Tech Stack:AutomationAnalytics

Eligibility

Work Authorization:Authorization required. Sponsorship not provided.

Company Brief

HSBC

Industry: Banking

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: London, United Kingdom

Founded: 1865

Glassdoor: 3.6

Website LinkedIn