Investment Associate, FINRA Registered

KeyCorp
New York
Workplace: HybridFull timeUSD 23.08 - 34.62 hourlyFunction: Customer Success & Account ManagementExperience: 1+ yearsEducation: high_schoolSkills: ["Communication","Organization","Detail orientation","Relationship building","Customer service"]

Serve as the initial sales and service contact for new and existing clients within the Key Investment Services team. Support Private Client Advisors with customer service, daily office operations, account maintenance, estate account requests, and heavy order entry. Maintain knowledge of retirement accounts, follow up on client and advisor requests, and manage client databases for marketing follow-ups. Coordinate appointment scheduling and client/prospect marketing events, including newsletters and promotional materials.

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FursaFursa
KeyCorp
KeyCorp
2 months ago

Investment Associate, FINRA Registered

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Source: Company careers pageValidated by: Fursa AI
Last checked: 16 hours agoStatus: Live

Job Summary

Serve as the initial sales and service contact for new and existing clients within the Key Investment Services team. Support Private Client Advisors with customer service, daily office operations, account maintenance, estate account requests, and heavy order entry. Maintain knowledge of retirement accounts, follow up on client and advisor requests, and manage client databases for marketing follow-ups. Coordinate appointment scheduling and client/prospect marketing events, including newsletters and promotional materials.
Location: New York
Workplace: Hybrid
Employment Type: Full time
Job Function: Customer Success & Account Management
Seniority: Entry level

Key Responsibilities

  • •Support Private Client Advisors.
  • •Handle customer service and daily office operations, including new account/customer maintenance forms, servicing accounts, estate account requests, recordkeeping, correspondence preparation/editing, approvals, and heavy order entry.
  • •Maintain retirement account knowledge, including distributions and Required Minimum Distribution (RMD) calculations.
  • •Follow up on client service activities and Advisor requests, and manage the client database to support mailing lists, event invitations, and follow-up calls.
  • •Coordinate scheduling and sales support activities, and assist in producing and distributing newsletters, biographies, and other marketing materials; coordinate client/prospect marketing events and seminars.

Pay and Benefits

Salary: USD 23.08 - 34.62 hourly

Key Requirements

  • •High School Diploma (required).
  • •Minimum 1-year experience in brokerage or financial services (required).
  • •FINRA License S6 (required) and FINRA License S63 (required).
  • •FINRA Security Industry Essentials (SIE) (required).
  • •FINRA Series 7 and Life Insurance (preferred).
Experience:1+ yearsBrokerageFinancial services
Education:High School
Skills:CommunicationOrganizationDetail orientationRelationship buildingCustomer service
Licenses:FINRA License S6FINRA License S63FINRA Security Industry Essentials (SIE)FINRA Series 7Life Insurance
Tech Stack:Microsoft WordMicrosoft ExcelMicrosoft PowerPointEmail platformsInternet navigation

Company Brief

KeyCorp
KeyCorp operates KeyBank, providing retail and commercial banking, lending, wealth management, and investment services to individuals, businesses, and institutions across the United States.
Industry: Banking
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Cleveland, United States
Founded: 1849
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