Interactive Brokers Group

2 days ago

AML - Analyst Regulatory Correspondence

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 5 hours agoStatus: Live

Job Summary

Investigate and analyze client account and transaction activity to identify potential AML/CFT, terrorist financing, sanctions, and other financial crime risks. Review complex data sets, client profiles, and trading patterns for red flags, and coordinate with internal stakeholders to escalate concerns. Monitor, document, and stay current with AML/CFT regulations, trading rules, emerging trends, and internal policies while working from the Chicago Operations Center in a hybrid schedule.

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Quality & Regulatory (Non-Software)

Seniority: Mid level

Key Responsibilities

•Thoroughly investigate client account and transaction activity to identify potential money laundering, terrorist financing, manipulative trading, or other financial crime behavior.
•Analyze complex data sets, client profiles, and transaction patterns to identify inconsistencies, anomalies, and red flags.
•Collaborate with internal stakeholders to gather information, escalate concerns, and coordinate appropriate responses to identified risks.
•Monitor and document activity according to internal procedures, regulatory expectations, and industry best practices.
•Stay current with AML/CFT regulations, trading rules, emerging financial trends, and internal policies.

Pay and Benefits

Perks:401kHealth InsuranceDentalVisionPaid LeaveLife InsuranceLong-term DisabilityGym Membership

Key Requirements

•2-3+ years of AML/Fraud compliance experience in a financial services institution, preferably at a broker-dealer or large financial institution (or similar regulatory-agency experience).
•Strong background in trading or conducting trading reviews is beneficial.
•Bachelor’s degree or military experience.
•Certified Anti-Money Laundering Specialist (CAMS) or FINRA licenses (SIE, Series 7, etc.) strongly preferred; otherwise, willingness to obtain relevant licensures/certifications promptly.
•Demonstrated problem-solving/innovation with excellent verbal and written communication and an ownership mentality.

Experience:2+ yearsFinancial servicesAMLFraud compliance

Education:Bachelor's

Skills:Problem-solvingCommunicationCollaborationOwnershipOrganizational skills

Licenses:FINRA SIESeries 7

Certifications:CAMS

Company Brief

Interactive Brokers Group

Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn

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Interactive Brokers Group

2 days ago

AML - Analyst Regulatory Correspondence

✓ Verified Job

Canonical indexed version, validated from employer's careers page.

Source: Company careers pageValidated by: Fursa AI

Last checked: 5 hours agoStatus: Live

Job Summary

Location: Chicago

Workplace: Hybrid

Employment Type: Full time

Job Function: Quality & Regulatory (Non-Software)

Seniority: Mid level

Key Responsibilities

•Thoroughly investigate client account and transaction activity to identify potential money laundering, terrorist financing, manipulative trading, or other financial crime behavior.
•Analyze complex data sets, client profiles, and transaction patterns to identify inconsistencies, anomalies, and red flags.
•Collaborate with internal stakeholders to gather information, escalate concerns, and coordinate appropriate responses to identified risks.
•Monitor and document activity according to internal procedures, regulatory expectations, and industry best practices.
•Stay current with AML/CFT regulations, trading rules, emerging financial trends, and internal policies.

Pay and Benefits

Perks:401kHealth InsuranceDentalVisionPaid LeaveLife InsuranceLong-term DisabilityGym Membership

Key Requirements

•2-3+ years of AML/Fraud compliance experience in a financial services institution, preferably at a broker-dealer or large financial institution (or similar regulatory-agency experience).
•Strong background in trading or conducting trading reviews is beneficial.
•Bachelor’s degree or military experience.
•Certified Anti-Money Laundering Specialist (CAMS) or FINRA licenses (SIE, Series 7, etc.) strongly preferred; otherwise, willingness to obtain relevant licensures/certifications promptly.
•Demonstrated problem-solving/innovation with excellent verbal and written communication and an ownership mentality.

Experience:2+ yearsFinancial servicesAMLFraud compliance

Education:Bachelor's

Skills:Problem-solvingCommunicationCollaborationOwnershipOrganizational skills

Licenses:FINRA SIESeries 7

Certifications:CAMS

Company Brief

Interactive Brokers Group

Industry: Trading Platforms

Company Size: Enterprise (1,001+ employees)

Revenue: USD 1B+

Growth: Public Company

Valuation: Public Company (Market Cap in USD)

Funding: IPO / Publicly Listed

Headquarters: Greenwich, United States

Founded: 1977

Website LinkedIn