Global Head of Compliance Projects

Interactive Brokers Group
United States
Workplace: HybridFull timeUSD 240,000 - 260,000 annuallyFunction: Legal, Risk & ComplianceEducation: bachelorsSkills: ["Stakeholder management","Process improvement","Risk assessment","Project management"]

Lead global compliance project initiatives, aligning work with organizational objectives and international regulatory requirements. Coordinate cross-department compliance projects, standardize compliance processes, and oversee implementation of compliance systems and technologies. Partner with stakeholders to build a robust compliance framework focused on European financial markets, using AI-powered surveillance, generative tools, and automation to improve workflow efficiency, risk assessments, and early detection of non-compliance.

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Interactive Brokers Group
Interactive Brokers Group
2 days ago

Global Head of Compliance Projects

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Last checked: 5 hours agoStatus: Live

Job Summary

Lead global compliance project initiatives, aligning work with organizational objectives and international regulatory requirements. Coordinate cross-department compliance projects, standardize compliance processes, and oversee implementation of compliance systems and technologies. Partner with stakeholders to build a robust compliance framework focused on European financial markets, using AI-powered surveillance, generative tools, and automation to improve workflow efficiency, risk assessments, and early detection of non-compliance.
Location: United States
Workplace: Hybrid
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Sr. Director level

Key Responsibilities

  • •Lead global compliance project initiatives and ensure alignment with international regulatory requirements.
  • •Manage and coordinate compliance projects across departments, driving efficiency and process improvements.
  • •Develop, standardize, and integrate compliance processes and procedures with internal and proprietary systems.
  • •Oversee implementation of compliance-related systems and technologies to meet firm needs and regulatory standards.
  • •Collaborate with stakeholders to build a compliance framework for European financial markets, using AI-powered automation for compliance workflows, risk assessments, and early detection of non-compliance.

Pay and Benefits

Salary: USD 240,000 - 260,000 annually

Key Requirements

  • •3 years of experience in European financial markets regulation, including MiFID II and MAR.
  • •Experience managing compliance-related and process development projects for global compliance operations.
  • •Experience with trade surveillance and AML requirements across global markets and products (stocks, options, bonds, futures).
  • •Ability to conduct compliance risk assessments, identifying, assessing, and mitigating compliance risks tied to internal processes and external regulatory requirements.
  • •Experience with Atlassian Confluence/JIRA, and a Bachelor’s degree (or foreign equivalent) in Finance, Economics, Law, or Business.
Experience:European financial marketsFinance complianceRegulatory complianceTrade surveillanceAML
Education:Bachelor's in Finance, Economics, Law, or Business
Skills:Stakeholder managementProcess improvementRisk assessmentProject management
Tech Stack:AIGenerative toolsSurveillance and monitoringAtlassian ConfluenceJIRA

Company Brief

Interactive Brokers Group
Operates an electronic trading platform providing brokerage services for individuals and institutions across global markets, offering equities, options, futures, forex, bonds, and related clearing and custody services with advanced trading technology and low-cost executions.
Industry: Trading Platforms
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Greenwich, United States
Founded: 1977
WebsiteLinkedIn