Regional Compliance Officer (West) - Key Investment Services (KIS)
KeyCorp
Oregon, Seattle, Washington
Workplace: RemoteFull timeUSD 71,000 - 125,000 annuallyFunction: Legal, Risk & ComplianceExperience: 5+ yearsSkills: ["Analytical skills","Clear communication","Ability to manage multiple priorities","Independent work","Collaboration"]Ensure Key Investment Services meets regulatory and internal standards by conducting onsite branch inspections across the West region. Provide compliance training, draft and update policies, and review advertising and marketing materials under FINRA Rule 2210. Advise business partners on emerging risks, investigate potential fraud and elder abuse, and support special compliance projects while communicating findings and risks clearly.
