Associate Consultant, Financial Crime Compliance

Northern Trust
Manila
Workplace: OnsiteFull timeFunction: Legal, Risk & ComplianceSkills: []

Conduct Level 1 investigations and quality reviews for alerts generated through transaction monitoring and screening systems. Perform customer due diligence and ongoing monitoring, including KYC/AML, adverse media, and PEP investigations. Assess sanctions alerts for permissibility under OFAC and other regulations, escalate risks, and document findings in line with internal standards and regulatory requirements. Partner with stakeholders including MLROs and auditors to resolve compliance matters and support governance and regulatory examinations.

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FursaFursa
Northern Trust
Northern Trust
2 days ago

Associate Consultant, Financial Crime Compliance

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Last checked: 15 hours agoStatus: Live

Job Summary

Conduct Level 1 investigations and quality reviews for alerts generated through transaction monitoring and screening systems. Perform customer due diligence and ongoing monitoring, including KYC/AML, adverse media, and PEP investigations. Assess sanctions alerts for permissibility under OFAC and other regulations, escalate risks, and document findings in line with internal standards and regulatory requirements. Partner with stakeholders including MLROs and auditors to resolve compliance matters and support governance and regulatory examinations.
Location: Manila
Workplace: Onsite
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Entry level

Key Responsibilities

  • •Conduct complex Level 1 investigations of alerts from transaction monitoring systems to identify potential money laundering, fraud, terrorist financing, sanctions violations, and other financial crimes.
  • •Document investigation findings and supporting rationale in accordance with internal standards and regulatory requirements, escalating matters requiring enhanced review.
  • •Review client files and perform ongoing monitoring, including AML/KYC/CIP/EDD, adverse media, and Politically Exposed Person (PEP) investigations.
  • •Assess and review sanctions alerts, determine permissibility under OFAC and other applicable sanctions regulations, and perform QA on sanctions screening activities.
  • •Review ethics and conflict of interest (OCOI) requests and alerts, prepare management reporting/risk dashboards, and support regulatory examinations, audits, remediation, and control validation.

Key Requirements

Experience:Financial services

Company Brief

Northern Trust
Global financial services firm providing wealth management, asset servicing, asset management, and banking solutions to institutions, corporations, and affluent individuals, with a focus on custody, investment management, and technology-driven services.
Industry: Asset Management
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Chicago, United States
Founded: 1889
Glassdoor
Glassdoor: 3.9
WebsiteLinkedIn