Associate Analyst, Global Financial Crimes

T. Rowe Price
United States
Workplace: HybridFull timeUSD 59,000 - 118,000 annuallyFunction: Legal, Risk & ComplianceExperience: 2+ yearsEducation: bachelorsSkills: ["Attention to detail","Following defined procedures","Due diligence","Stakeholder collaboration","Process improvement"]

Execute and support the firm’s Customer Identification Program (CIP) and related due diligence. Review and validate customer identification documentation, perform identity verification and screening, resolve CIP exceptions and onboarding issues, and escalate higher-risk or complex cases. Partner with internal stakeholders to obtain required information, maintain compliant records, and monitor CIP workflows to meet review timelines. Help improve procedures and deepen knowledge of regulations, client types, and the product suite.

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T. Rowe Price
T. Rowe Price
2 days ago

Associate Analyst, Global Financial Crimes

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Last checked: 9 hours agoStatus: Live

Job Summary

Execute and support the firm’s Customer Identification Program (CIP) and related due diligence. Review and validate customer identification documentation, perform identity verification and screening, resolve CIP exceptions and onboarding issues, and escalate higher-risk or complex cases. Partner with internal stakeholders to obtain required information, maintain compliant records, and monitor CIP workflows to meet review timelines. Help improve procedures and deepen knowledge of regulations, client types, and the product suite.
Location: United States
Workplace: Hybrid
Employment Type: Full time
Job Function: Legal, Risk & Compliance
Seniority: Entry level

Key Responsibilities

  • •Review and validate customer identification documentation and information for new and existing clients under CIP requirements.
  • •Perform identity verification, screening, and due diligence activities, escalating higher-risk or complex matters.
  • •Research and resolve CIP exceptions, documentation deficiencies, and onboarding issues.
  • •Partner with internal stakeholders to obtain required information and support timely account onboarding and maintenance.
  • •Maintain accurate compliance records, monitor CIP workflows and timelines, and support procedure development and process improvement.

Pay and Benefits

Salary: USD 59,000 - 118,000 annually
Perks:Annual BonusRetirementHybrid WorkPaid LeaveOnline TherapyHealth InsuranceFertility BenefitsAdoption BenefitsVolunteering Days

Key Requirements

  • •Bachelor’s degree or equivalent combination of education and relevant experience.
  • •2+ years of total relevant work experience.
  • •Attention to detail and ability to follow defined procedures in a highly regulated environment.
  • •Familiarity with customer onboarding processes in a financial services setting.
  • •Basic knowledge of Anti Money Laundering (AML) regulations.
Experience:2+ yearsFinancial servicesCompliance
Education:Bachelor's
Skills:Attention to detailFollowing defined proceduresDue diligenceStakeholder collaborationProcess improvement
Licenses:FINRA licenses not required
Tech Stack:LexisNexisSalesforceDSTTA HubEnterprise systemsDatabasesIdentity verification

Company Brief

T. Rowe Price
Global investment management firm offering mutual funds, retirement services, and advisory solutions for individual and institutional investors. Manages assets across equities, fixed income, multi-asset, and alternative strategies.
Industry: Asset Management
Company Size: Enterprise (1,001+ employees)
Revenue: USD 1B+
Growth: Public Company
Valuation: Public Company (Market Cap in USD)
Funding: IPO / Publicly Listed
Headquarters: Baltimore, United States
Founded: 1937
WebsiteLinkedIn